Natalie S. Foy

GREENWAY WEALTH ADVISORS

Charlotte, NC 28203

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CRD#: 5020540

Professional summary

Natalie Sylvester Foy, CFP®, who also goes by Natalie Ruth Foy, Natalie Ruth Sylvester, Natalie Sylvester, is a registered financial advisor currently at GREENWAY WEALTH ADVISORS, LLC located in Charlotte, North Carolina.

Natalie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Natalie has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Natalie Ruth Foy | Natalie Ruth Sylvester | Natalie Sylvester

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Partner, String Bean Holdings, LLC 605 Magnolia Ave Charlotte, NC 28203 Real-estate holding which owns building from which Greenway Wealth Advisors, LLC leases office space. Less than an hour per month spent on business for String Bean Holdings, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Natalie Sylvester Foy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 27, 2020 - Present

GREENWAY WEALTH ADVISORS, LLC

Office #1: 1920 Abbott St. Ste. 300, Charlotte, NC 28203

RIA

CRD#: 290727

Charlotte, NC

Past

November 6, 2018 - June 8, 2020

CITIZENS CAPITAL MARKETS

CRD#: 277073

CHARLOTTE, NC

Past

November 1, 2010 - May 30, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHARLOTTE, NC

Past

December 20, 2005 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENWAY WEALTH ADVISORS, LLC

CRD#: 290727 / SEC#: 801-127953

RIA

Registered Investment Advisory firm - (5/11/2023 Approved)

North Carolina

Registered Investment Advisory firm - (6/1/2023 Terminated)

Texas

Registered Investment Advisory firm - (5/12/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/27/2020)

IAR

Texas
(11/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/5/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2005

General Securities Representative Examination

Current Firm

GREENWAY WEALTH ADVISORS, LLC

CRD#: 290727 / SEC#: 801-127953

RIA

Registered Investment Advisory firm - (5/11/2023 Approved)

North Carolina

Registered Investment Advisory firm - (6/1/2023 Terminated)

Texas

Registered Investment Advisory firm - (5/12/2023 Terminated)

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Contact information

Main Address

1920 Abbott St. Ste. 300, Charlotte, NC 28203

Mailing Address

Phone number

(704) 981-1228

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (1/30/2025)

Regulatory assets under management

Total Number of Accounts	883
AUM (Assets Under Management)	$ 139,812,314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Natalie S. Foy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Natalie Sylvester Foy's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENWAY WEALTH ADVISORS, LLC

CITIZENS CAPITAL MARKETS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA SECURITIES LLC

Primary Firm SEC Registration

GREENWAY WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/5/2006

SIE

Date: 5/30/2017

Series 7

Date: 12/19/2005

Current Firm

GREENWAY WEALTH ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENWAY WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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