Matt Schommer
Professional summary
Matt Schommer, who also goes by Matt James Schommer, Matthew J Schommer, Matthew James Schommer, Matt Schommer, Matthew Schommer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tampa, Florida and CETERA INVESTMENT SERVICES LLC located in Tampa, Florida.
Matt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Matt has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matt Schommer's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2019 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1715 N Westshore Boulevard Suite 260, Tampa, FL 33607November 12, 2019 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 1715 N Westshore Boulevard Suite 260, Tampa, FL 33607July 16, 2019 - August 14, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
May 31, 2019 - August 14, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
March 25, 2017 - August 31, 2018
MML INVESTORS SERVICES, LLC
March 25, 2017 - August 31, 2018
MML INVESTORS SERVICES, LLC
September 23, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
September 19, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 31, 2011 - May 25, 2016
WADDELL & REED
May 27, 2011 - May 25, 2016
WADDELL & REED
January 11, 2011 - May 25, 2011
SUNSET FINANCIAL SERVICES, INC.
January 10, 2011 - May 25, 2011
SUNSET FINANCIAL SERVICES, INC.
October 3, 2005 - May 7, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
September 30, 2005 - May 7, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Tampa, FL 33607TRUST BUT VERIFY
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