CS
Christopher J. Shaw
NFSG
BELMONT, NC 28012
Some features on this profile are disabled
CRD#: 5011382
CS
Professional summary
Christopher J Shaw, who also goes by Chris Shaw, Christopher John Shaw, is a registered financial advisor currently at NFSG CORPORATION located in Belmont, North Carolina.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Christopher has worked at 6 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Shaw | Christopher John Shaw
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) RESURGENCE PPG POSITION: Treasurer Bookkeeper: Update position - I do not sign any checks and also have no access to funds. Resurgence PPG is a disabled veteran owned and operated, 501(c)(3) nonprofit charity that strives to provide therapy and rehabilitation to disabled, injured, and ill service members and veterans through the liberation of personal flight experienced via powered paragliding. These adventures are provided at no cost to the service member/veteran and are only made possible through the donations and support of corporations and individuals like you. Please click on the donations page to make a donation to bring flight to those that have given so much. INVESTMENT RELATED: No, NUMBER OF HOURS: 4, SECURITIES TRADING HOURS: 0 START DATE: 07/03/2017 ADDRESS: 116 Missouri Lane, Mount Holly NC 28120, United States, DESCRIPTION: Advice and help with Marketing and Promotions, to expand PPG's footprint in the Veteran Non-Profit space. (2) CJS WEALTH MANAGEMENT (DBA): POSITION: owner/President, NATURE: Finance and Insurance, INVESTMENT RELATED: YES, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 160, START DATE: 10/02/2007 ADDRESS: 100 Glenway St, Suite J, Belmont NC 28012, United States, DESCRIPTION: financial advisor. (3) CJS WEALTHMANAGEMENT(DBA): INSURANCE AGENT - Fixed Indexed Annuities, LIFE Insurance, 100 Glenway Street, Belmont, NC 28012. (4) CLEAR MARKETS NORTH AMERICA: POSITION: A BOARD DIRECTOR, NATURE: Finance and Insurance, INVESTMENT RELATED: No, NUMBER OF HOURS: 2, SECURITIES TRADING HOURS: 0, START DATE: 08/19/2013 ADDRESS: 831 EAST MOREHEAD ST, Suite 150, Charlotte NC 28202, United States. DESCRIPTION: ENSURE THE COMPANY'S PROSPERITY BY COLLECTIVELY DIRECTING THE COMPANY'S AFFAIRS, WHILST MEETING THE APPROPRIATE INTERESTS OF ITS SHAREHOLDERS AND STAKEHOLDERS. IN ADDITION TO BUSINESS AND FINANCIAL ISSUES, BOARDS OF DIRECTORS MUST DEAL WITH CHALLENGES AND ISSUES RELATING TO CORPORATE GOVERNACE CORPORATE SOCIAL RESPONSIBILITY AND CORPORATE ETHICS. (5) SOUTH POINT HIGH SCHOOL HEAD SOCCER COACH HIGH SCHOOL - 01/2024 - HEAD VARSITY COACH - ONGOING TO EACH SEASON - COACH THE SKILLS NEEDED TO HELP 14- TO 18-YEAR-OLD IMPROVE THEIR ALL-AROUND SOCCER ABILITIES, SKILLS, TACKTICAL, TECHNICAL. WHEN NEEDED.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher J Shaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2021 - Present
NFSG CORPORATION
Office #1: Glenway Commons Blvd 100 Glenway Street, Ste J, Belmont, NC 28012RIA
CRD#: 130814
BELMONT, NC
Past
September 24, 2020 - May 30, 2023
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
BELMONT, NC
Past
May 16, 2019 - September 15, 2020
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
CHARLOTTE, NC
Past
May 15, 2019 - September 15, 2020
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
CHARLOTTE, NC
Past
January 30, 2017 - May 9, 2019
KALOS MANAGEMENT
RIA
CRD#: 133025
Belmont, NC
Past
September 14, 2011 - May 9, 2019
KALOS CAPITAL, INC.
BD
CRD#: 44337
Belmont, NC
Past
December 14, 2005 - May 3, 2010
BLACKBIRD NORTH AMERICA
BD
CRD#: 104176
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/13/2021)
IAR
Texas(1/24/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
