Andrew W. Tornetta

HARTFORD FUNDS

Wayne, PA 19087

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CRD#: 5011203

Professional summary

Andrew Wilson Tornetta, who also goes by Andrew Tornetta, is a registered financial advisor currently at HARTFORD FUNDS located in Wayne, Pennsylvania and HARTFORD FUNDS DISTRIBUTORS, LLC located in Wayne, Pennsylvania.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Andrew has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Tornetta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Effective Sept. 29, 2023 - Subcontractor for MadSky Tix in Collegeville, PA - Purchasing and reselling ticketed events. Approx. 5-10 hrs a month, none during security trading hours, non-investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Wilson Tornetta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2023 - Present

HARTFORD FUNDS

Office #1: 690 Lee Road, Wayne, PA 19087

RIA

CRD#: 147746

Wayne, PA

Current

April 11, 2023 - Present

HARTFORD FUNDS DISTRIBUTORS, LLC

Office #1: 690 Lee Road, Wayne, PA 19087

CRD#: 45995

Wayne, PA

Past

May 23, 2022 - March 7, 2023

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

St. Petersburg, FL

Past

March 25, 2021 - June 9, 2021

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

FEASTERVILLE, PA

Past

January 6, 2021 - June 9, 2021

CITIZENS SECURITIES, INC.

CRD#: 39550

FEASTERVILLE, PA

Past

January 3, 2018 - February 21, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

September 2, 2014 - September 25, 2017

INSPEREX LLC

CRD#: 101420

BOCA RATON, FL

Past

September 2, 2014 - September 25, 2017

INCAPITAL DISTRIBUTORS LLC

CRD#: 156622

BOCA RATON, FL

Past

April 4, 2008 - August 20, 2014

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

DRESHER, PA

Past

April 5, 2007 - February 29, 2008

LINCOLN INVESTMENT

CRD#: 519

JENKINTOWN, PA

Past

March 23, 2006 - April 9, 2007

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

LANSDALE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARTFORD FUNDS

HARTFORD FUNDS | HARTFORD INVESTMENT ADVISORY COMPANY, LLC | HARTFORD FUNDS MANAGEMENT COMPANY, LLC

CRD#: 147746 / SEC#: 801-77209

RIA

Registered Investment Advisory firm - (10/19/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/3/2025)

Delaware
(4/17/2023)

District of Columbia
(4/15/2025)

Maryland
(4/7/2025)

New Jersey
(4/12/2023)

New York
(3/2/2025)

Pennsylvania
(4/12/2023)

IAR

Pennsylvania
(4/12/2023)

Virginia
(3/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/22/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HARTFORD FUNDS

HARTFORD FUNDS | HARTFORD INVESTMENT ADVISORY COMPANY, LLC | HARTFORD FUNDS MANAGEMENT COMPANY, LLC

CRD#: 147746 / SEC#: 801-77209

RIA

Registered Investment Advisory firm - (10/19/2012 Approved)

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Contact information

Main Address

690 Lee Road, Wayne, PA 19087

Mailing Address

Phone number

(610) 386-1801

Established

Firm type

Fiscal year end

# of Employees

387

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HFMC FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	94
AUM (Assets Under Management)	$ 137,847,211,395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew W. Tornetta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Wilson Tornetta's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARTFORD FUNDS DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

INSPEREX LLC

INCAPITAL DISTRIBUTORS LLC

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

LINCOLN INVESTMENT

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

HARTFORD FUNDS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2021

Series 63

Date: 6/27/2006

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2014

Series 6

Date: 3/22/2006

FINRA

Current Firm

HARTFORD FUNDS

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARTFORD FUNDS

TRUST BUT VERIFY

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