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AT

Andrew Tornetta

FORESIDE FUND SERVICES
Tampa, FL 33602
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CRD#: 5011203
AT
Andrew TornettaFORESIDE FUND SERVICES

Professional summary


Andrew Tornetta, who also goes by Andrew Wilson Tornetta, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Tampa, Florida.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2006. Andrew has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases


Andrew Wilson Tornetta

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Effective Sept. 29, 2023 - Subcontractor for MadSky Tix in Collegeville, PA - Purchasing and reselling ticketed events. Approx. 5-10 hrs a month, none during security trading hours, non-investment related.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Andrew Tornetta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 3, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 2002 N Tampa Suite 200, Tampa, FL 33602
BD
CRD#: 46106
Tampa, FL
Past

April 12, 2023 - August 6, 2026

HARTFORD FUNDS

RIA
CRD#: 147746
WAYNE, PA
Past

April 11, 2023 - August 6, 2026

HARTFORD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45995
Wayne, PA
Past

May 23, 2022 - March 7, 2023

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
St. Petersburg, FL
Past

March 25, 2021 - June 9, 2021

CITIZENS SECURITIES, INC.

RIA
CRD#: 39550
FEASTERVILLE, PA
Past

January 6, 2021 - June 9, 2021

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
FEASTERVILLE, PA
Past

January 3, 2018 - February 21, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BIRMINGHAM, AL
Past

September 2, 2014 - September 25, 2017

INSPEREX LLC

BD
CRD#: 101420
BOCA RATON, FL
Past

September 2, 2014 - September 25, 2017

INCAPITAL DISTRIBUTORS LLC

BD
CRD#: 156622
BOCA RATON, FL
Past

April 4, 2008 - August 20, 2014

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
DRESHER, PA
Past

April 5, 2007 - February 29, 2008

LINCOLN INVESTMENT

BD
CRD#: 519
JENKINTOWN, PA
Past

March 23, 2006 - April 9, 2007

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
LANSDALE, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(9/14/2026)
RR
California
(9/3/2026)
RR
Florida
(9/4/2026)
RR
Louisiana
(9/9/2026)
RR
New Jersey
(9/8/2026)
RR
New Mexico
(9/10/2026)
RR
Oklahoma
(9/10/2026)
RR
Pennsylvania
(9/4/2026)
RR
Tennessee
(9/10/2026)
RR
Texas
(9/3/2026)

Exams


What does exam status mean?
State Security Law Exam
PR
Series 65
Status Unavailable
Passed: 3/24/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 6/27/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 10/2/2014
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FORESIDE FUND SERVICES, LLC

CRD#: 46106Tampa, FL 33602

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