Randall L. Franklin
ONEASCENT FINANCIAL SERVICES LLC
Madisonville, KY 42431
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CRD#: 5010763
Professional summary
Randall Leo Franklin, CFP®, who also goes by Randy Franklin, is a registered financial advisor currently at ONEASCENT FINANCIAL SERVICES LLC located in Madisonville, Kentucky and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Randall has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Budgeting
Small Business Planning
Tax Planning
Business Succession Planning
Retirement Planning
Estate Planning
Investment Planning
Comprehensive Financial Planni...
Education Planning
Employee and Employer Plan Ben...
Insurance Planning
Social Security Planning
Debt Management
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Randy Franklin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. One Ascent DBA: Franklin Wealth Management Inc. Investment Related. At Registered Location. Accounting/ Bookkeeping. CPA. Owner. 8/7/2023. 25 Hours. 25 during securities trading hours. Accounting and wealth management firm. Business consulting, limited income tax preparation, and wealth management advisory. 28727 2. Immanuel Baptist Church. Non-Investment Related. 714 Brown Road Madisonville, KY 42431. Charitable or Non-Profit Organization. Treasurer. 10/26/1996. 5 Hours. 5 during securities trading hours. Church Treasurer responsible for accounting of church financial activities, pay bills, record deposits, etc. I do not sign checks. 28590 3. KY Society CPA PAC Committee. Non-Investment Related. 1735 Alliant Avenue Louisville, KY 40299. Board of Directors. Board Member. 0.5 Hours. 0.5 during securities trading hours. On the committee that determines the amount of political contributions in the KY State Legislature and gubernatorial races. 4. One Ascent Financial Services LLC. Investment Related. 23 Inverness Center Parkway Birmingham, AL 35242. RIA. IAR. 5/9/2025. 120. 120 during securities trading hours. Investment Advisor Representative of the RIA. Duties would include investment advisory and wealth management activities.28729 5. One Ascent Financial Services LLC. Non-Investment Related. At Registered Location. Fixed Insurance. Agent. 4/25/2025. 5. 5 during securities trading hours. Provide insurance advice based on the needs of client(s).
CRS (Client Relationship Summary) - RIA
Click below to view Randall Leo Franklin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
May 9, 2025 - Present
ONEASCENT FINANCIAL SERVICES LLC
Office #1: 329 North Main Street, Madisonville, KY 42431RIA
CRD#: 284549
Madisonville, KY
Current
May 12, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 329 North Main Street, Madisonville, KY 42431BD
CRD#: 35747
ALBANY, NY
Past
January 2, 2014 - May 9, 2025
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Madisonville, KY
Past
December 2, 2011 - May 13, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
MADISONVILLE, KY
Past
May 14, 2009 - December 3, 2011
OSAIC FS, INC.
BD
CRD#: 3870
MADISONVILLE, KY
Past
November 21, 2008 - December 2, 2013
U.S. FINANCIAL ADVISORS
RIA
CRD#: 108763
MADISONVILLE, KY
Past
November 21, 2008 - May 21, 2009
U.S. WEALTH ADVISORS, LLC.
BD
CRD#: 126924
MADISONVILLE, KY
Past
August 25, 2008 - November 24, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
MADISONVILLE, KY
Past
October 28, 2005 - November 24, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MADISONVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
Registered Investment Advisory firm - (8/24/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/12/2025)
RR
Colorado(5/12/2025)
RR
Florida(5/12/2025)
RR
Georgia(5/12/2025)
RR
Illinois(5/12/2025)
RR
Indiana(5/12/2025)
IAR
Kentucky(5/9/2025)
RR
Kentucky(5/12/2025)
RR
Mississippi(5/12/2025)
RR
Missouri(5/12/2025)
RR
North Carolina(5/12/2025)
RR
South Carolina(5/12/2025)
RR
Tennessee(5/12/2025)
RR
Texas(5/12/2025)
RR
Wisconsin(5/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
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Contact information
Main Address
23 Inverness Parkway, Birmingham, AL 35242
Mailing Address
Phone number
(205) 313-9142
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,150 |
| AUM (Assets Under Management) | $ 2,610,953,335 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEASCENT FINANCIAL SERVICES LLC
CRD#: 284549Madisonville, KY 42431TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
