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David Frank Rotatori

David F. Rotatori

BEACON CAPITAL ADVISORY GROUP
CHARLOTTE, NC 28211
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CRD#: 5008972
David Frank Rotatori

Professional summary

David Frank Rotatori, CFP®, CIMA® is a registered financial advisor currently at BEACON CAPITAL ADVISORY GROUP located in Charlotte, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Tax Planning
Investment Planning
Estate Planning
Insurance Planning
Education Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Retirement Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
independent licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Frank Rotatori's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

CIMA®

Certified Investment Management Analyst

Experience

Current

October 21, 2024 - Present

BEACON CAPITAL ADVISORY GROUP

Office #1: 2901 Coltsgate Rd Suite 102, Charlotte, NC 28211
RIA
CRD#: 333090
CHARLOTTE, NC
Past

December 8, 2017 - October 28, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
CHARLOTTE, NC
Past

November 27, 2017 - October 21, 2024

INDEPENDENT ADVISOR ALLIANCE, LLC

RIA
CRD#: 168267
Charlotte, NC
Past

July 20, 2011 - December 31, 2017

CORNERSTONE WEALTH

RIA
CRD#: 157935
HUNTERSVILLE, NC
Past

July 20, 2011 - November 8, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
CHARLOTTE, NC
Past

March 5, 2009 - July 20, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
LA VISTA, NE
Past

October 8, 2008 - July 20, 2011

SECURITIES AMERICA, INC.

BD
CRD#: 10205
CORNELIUS, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BEACON CAPITAL ADVISORY GROUP
BEACON CAPITAL ADVISORY GROUP | NORTHLIGHT ASSET MANAGEMENT | DAVIDSON ADVISORY GROUP, LLC

CRD#: 333090 / SEC#: 801-131303

RIA
Registered Investment Advisory firm - (10/17/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(10/21/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/22/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/7/2008
General Securities Representative Examination

Current Firm

BC
BEACON CAPITAL ADVISORY GROUP
BEACON CAPITAL ADVISORY GROUP | NORTHLIGHT ASSET MANAGEMENT | DAVIDSON ADVISORY GROUP, LLC

CRD#: 333090 / SEC#: 801-131303

RIA
Registered Investment Advisory firm - (10/17/2024 Approved)
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Contact information

Main Address
2901 Coltsgate Rd Suite 102, Charlotte, NC 28211
Mailing Address
Phone number
(877) 801-2322
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- BEACON CAPITAL ADVISORY GROUP (7/15/2025)

Regulatory assets under management

Total Number of Accounts405
AUM (Assets Under Management)$ 151,717,271

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BEACON CAPITAL ADVISORY GROUP

CRD#: 333090Charlotte, NC 28211

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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