Michael K. Mejia
Professional summary
Michael Kevin Mejia, who also goes by Michael Mejra, is a registered financial professional currently at SAMUEL A. RAMIREZ & COMPANY, INC. located in Los Angeles, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Kevin Mejia's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2016 - Present
SAMUEL A. RAMIREZ & COMPANY, INC.
Office #1: 12130 Millennium Drive Suite 300, Los Angeles, CA 90094April 1, 2014 - March 9, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 2, 2011 - April 23, 2014
E.J. DE LA ROSA & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/6/2016)
Exams
FINRA
Current Firm
SAMUEL A. RAMIREZ & COMPANY, INC.
CRD#: 6963 / SEC#: , 8-19014
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAR HOLDINGS, INC. | HOLDING COMPANY | |
| GOLDMAN, LAWRENCE F | MANAGING DIRECTOR | 1134640 |
| KICK, MICHAEL J | SR. VP/ CFO/ FIN OP | 4480676 |
| KOFFER, JOSEPH | CHIEF COMPLIANCE OFFICER | 6043686 |
| MAZZARO, VINCENT ANTHONY | COO | 2665339 |
| PERROTTA, THOMAS | MANAGING DIRECTOR | 1864851 |
| RAMIREZ, SAMUEL ALFRED | PRESIDENT & DIRECTOR/SECRETARY | 827095 |
| RAMIREZ,, SAMUEL ALFRED JR | MANAGING DIRECTOR | 2261054 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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