Timothy Scott Wingenbach
Professional Summary
Timothy Scott Wingenbach, who also goes by Tim Wingenbach, Timothy Scott Wingenbach, is a registered financial advisor currently at ARLINGTON SECURITIES, INC. located in St Louis, Missouri. Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Timothy has worked at 2 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tim Wingenbach, Timothy Scott Wingenbach
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
ARLINGTON FINANCIAL | FORT DEARBORN INVESTMENT CORP. | ARLINGTON SECURITIES, INCORPORATED | ARLINGTON SECURITIES, INC. | ARLINGTON SECURITIES, INC | ARLINGTON SECURITIES
Contact Information
Main Address
140 Marine Lane, St Louis, MO 63146-2236Mailing Address
140 Marine Lane, St. Louis, MO 63146-2236Phone Number
(314) 878-1954Established
Missouri since 04/28/1997Firm Type
CorporationFiscal Year End
OctoberFirm Size
Small# of Employees
18FINRA licenses (40 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
320AUM (Assets Under Management)
$116,882,500Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/29/2019)
(8/29/2019)
(8/29/2019)
(2/9/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Apr 2024About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Timothy Scott Wingenbach's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy Scott Wingenbach's CRS (Customer Relationship Summary).
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