Susan Marie Cullen
Professional Summary
Susan Marie Cullen, who also goes by Sue Cullen, Susan M Cullen, Susan Marie Scott, Susan Scott, is a registered financial advisor currently at ARLINGTON SECURITIES, INC. located in St. Louis, Missouri. Susan is registered as a RR (Registered Representative) and started their career in finance in 1994. Susan has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sue Cullen, Susan M Cullen, Susan Marie Scott, Susan Scott
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
ARLINGTON FINANCIAL | FORT DEARBORN INVESTMENT CORP. | ARLINGTON SECURITIES, INCORPORATED | ARLINGTON SECURITIES, INC. | ARLINGTON SECURITIES, INC | ARLINGTON SECURITIES
Contact Information
Main Address
140 Marine Lane, St Louis, MO 63146-2236Mailing Address
140 Marine Lane, St. Louis, MO 63146-2236Phone Number
(314) 878-1954Established
Missouri since 04/28/1997Firm Type
CorporationFiscal Year End
OctoberFirm Size
Small# of Employees
18FINRA licenses (40 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
320AUM (Assets Under Management)
$116,882,500Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/23/2025)
(3/2/2007)
(3/29/2007)
(1/10/2007)
(1/18/2002)
(3/23/2022)
(3/6/2007)
(5/16/2024)
(1/23/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Susan Marie Cullen's CRS (Customer Relationship Summary).
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