AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CB

Christopher Reed Buzek

HALO SECURITIES
CHICAGO, IL
·CRD# 5003957·21 years experience

Professional Summary

Christopher Reed Buzek, who also goes by Christopher Buzek, is a registered financial advisor currently at HALO SECURITIES, LLC located in Chicago, Illinois. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Buzek

Blog Corner

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
View profile
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Years of Experience

21 years in the financial services industry

Current & Past Employments

HALO SECURITIES, LLC·CRD# 279029
BD
200 West Jackson Suite 1800, Chicago, IL 60606
August 20, 2021 - Present
NORTHERN TRUST SECURITIES, INC.·CRD# 7927
BD
Chicago, IL
June 22, 2016 - December 15, 2017
CRT CAPITAL GROUP LLC·CRD# 28830
BD
Chicago, IL
April 20, 2015 - January 15, 2016
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
Chicago, IL
June 13, 2011 - April 20, 2015
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Chicago, IL
November 15, 2006 - April 23, 2008
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Chicago, IL
September 27, 2005 - April 23, 2008

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Current Firm

HS
HALO SECURITIES, LLC

HALO SECURITIES | SENTINUS-HALO SECURITIES, LLC | SENTINUS-HALO SECURITIES | SENTINUS SECURITIES LLC | HALO SECURITIES, LLC

CRD#: 279029 / SEC#: 8-69655
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 West Jackson Suite 1800, Chicago, IL 60606

Mailing Address

200 West Jackson Suite 1800, Chicago, IL 60606

Phone Number

(847) 687-9460

Established

Illinois since 02/09/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HALO INVESTING, INC.OWNER—
GOLDSTEIN, DANA LYNNCHIEF COMPLIANCE OFFICER1993607
RADGOWSKI, MATTHEW JOSEPHCEO2510172
SAMSON, EDWARD GREGORYFINOP2041321

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2011About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Nov 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2015

Series 7 — General Securities Representative Examination

Passed Jun 2011About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Christopher Reed Buzek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
CB
Follow Christopher
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required