Gordon W. Grimes
TRUIST ADVISORY SERVICES | Financial Advisor, Senior Managing Director
RALEIGH, NC 27612
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CRD#: 5002736
Professional summary
Gordon Wayne Grimes II, CFP®, who also goes by Gordon W. Grimes II, Gordon Wayne Grimes III, Gordon Grimes Iii, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Raleigh, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Raleigh, North Carolina.
Gordon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Gordon has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Financial planning
Loans/credit services
Trust & estate planning
Executive services/Equity comp...
Trading individual securities
Philanthropic services
Insurance
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Gordon W. Grimes Ii | Gordon Wayne Grimes Iii | Gordon Grimes Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BEACH RENTAL PROPERTY, OCEAN ISLE BEACH, NC OWNER 4/1/07. PROPERTY USED AS A SECOND HOME AND ALSO RENTED SOME DURING THE YEAR. 0-HOURS DEVOTED DURING BUSINESS HOURS 1- HOURS DEVOTED AFTER BUSINESS HOURS. RENTAL PROPERTY POSITION: Owner NATURE: Rental of personal and commercial property. Renovation and selling of real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2021 ADDRESS: , Raleigh NC , United States DESCRIPTION: Evaluation of opportunity, Decision making as to the ongoing operation.
CRS (Client Relationship Summary) - RIA
Click below to view Gordon Wayne Grimes II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
August 18, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3605 Glenwood Ave, Raleigh, NC 27612RIA
CRD#: 283390
RALEIGH, NC
Current
September 29, 2005 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3605 Glenwood Ave Ste 400, Raleigh, NC 27612BD
CRD#: 17499
Raleigh, NC
Past
January 27, 2006 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/7/2024)
RR
Arizona(6/18/2015)
RR
California(12/19/2017)
RR
Colorado(9/21/2010)
RR
Connecticut(9/21/2016)
RR
District of Columbia(4/1/2024)
RR
Florida(4/3/2008)
RR
Georgia(9/10/2015)
RR
Illinois(7/29/2021)
RR
Indiana(2/7/2023)
RR
Iowa(9/23/2021)
RR
Kansas(7/11/2023)
RR
Kentucky(6/10/2019)
RR
Maryland(4/3/2008)
RR
Massachusetts(3/28/2019)
RR
Minnesota(5/7/2012)
RR
Mississippi(11/19/2024)
RR
Missouri(4/3/2020)
RR
Montana(7/19/2024)
RR
Nevada(5/11/2015)
RR
New Hampshire(7/28/2023)
RR
New Jersey(1/11/2024)
RR
New Mexico(9/22/2022)
RR
New York(9/14/2009)
RR
North Carolina(1/27/2006)
IAR
North Carolina(8/18/2016)
RR
Ohio(5/6/2021)
RR
Oregon(6/10/2019)
RR
Pennsylvania(12/9/2019)
IAR
Rhode Island(1/11/2022)
RR
Rhode Island(3/3/2022)
RR
South Carolina(1/6/2012)
RR
Tennessee(3/16/2009)
RR
Texas(4/22/2021)
IAR
Texas(5/25/2021)
RR
Utah(11/2/2023)
RR
Vermont(4/25/2025)
RR
Virginia(4/3/2008)
RR
Washington(4/1/2024)
RR
Wisconsin(5/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Company Information
TRUIST ADVISORY SERVICES, INC.
Financial Advisor, Senior Managing DirectorCRD#: 283390Raleigh, NC 27612TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
