SL
Scott A. Lopresti
KESTRA ADVISORY SERVICES
Ossining, NY 10562
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CRD#: 5002405
SL
Professional summary
Scott Anthony Lopresti, who also goes by Scott A Lopresti, Scott Lopresti, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Ossining, New York and KESTRA INVESTMENT SERVICES, LLC located in Ossining, New York.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Scott has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott A Lopresti | Scott Lopresti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: LODI WEALTH ADVISORS POSITION: President/Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1600 START DATE: 09/23/2022 ADDRESS: 15 Fox Run Road, Croton on Hudson NY 10520, United States DESCRIPTION: I am the primary owner and also an advisor Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/27/2024 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: RECTANGLE HEALTH POSITION: Chief Administrative Officer NATURE: Healthcare Technology INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2013 ADDRESS: 115 E Stevens Avenue, Suite 300, Valhalla NY 10595, United States DESCRIPTION: I am a partial owner and I assist in strategic decisions and the day to day of the business.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Anthony Lopresti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 200 Executive Blvd Suite C, Ossining, NY 10562RIA
CRD#: 283330
Ossining, NY
Current
April 3, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 200 Executive Blvd Suite C , Ossining, NY 10562BD
CRD#: 42046
Ossining, NY
Past
September 15, 2022 - April 3, 2024
OSAIC FA, INC.
RIA
CRD#: 3978
OSSINING, NY
Past
September 15, 2022 - April 3, 2024
OSAIC FA, INC.
BD
CRD#: 3978
OSSINING, NY
Past
August 3, 2021 - September 23, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
CROTON ON HUDSON, NY
Past
July 17, 2017 - September 23, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
CROTON ON HUDSON, NY
Past
May 6, 2009 - August 8, 2017
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
MELVILLE, NY
Past
July 16, 2007 - May 15, 2009
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
GARDEN CITY, NY
Past
May 29, 2006 - July 6, 2007
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
PEEKSKILL, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/17/2024)
RR
Connecticut(4/3/2024)
RR
Delaware(4/3/2024)
RR
District of Columbia(6/10/2025)
RR
Florida(4/3/2024)
RR
Georgia(4/17/2024)
RR
Illinois(4/3/2024)
RR
Massachusetts(4/3/2024)
RR
New Jersey(4/3/2024)
RR
New York(4/3/2024)
IAR
New York(4/3/2024)
RR
North Carolina(4/8/2024)
RR
Ohio(4/3/2024)
RR
Oklahoma(4/3/2024)
RR
Pennsylvania(4/3/2024)
RR
Rhode Island(4/3/2024)
RR
South Carolina(4/3/2024)
RR
Texas(4/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
