Frank Albert Andrea
Professional Summary
Frank Albert Andrea is a registered financial advisor currently at OPTIVER EXECUTION SERVICES LLC located in New York, New York. Frank is registered as a RR (Registered Representative) and started their career in finance in 2012. Frank has worked at 4 firms and has passed the Series 63, SIE, Series 57, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
OPTIVER EXECUTION SERVICES LLC
Contact Information
Main Address
130 E Randolph Street Suite 800, Chicago, IL 60601Mailing Address
130 E Randolph Street Suite 800, Chicago, IL 60601Phone Number
(312) 821-9500Established
Illinois since 07/29/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/19/2025)
(5/2/2023)
(5/2/2023)
(5/2/2023)
(5/2/2023)
(7/28/2025)
(3/19/2025)
(5/2/2023)
(5/2/2023)
(5/2/2023)
(5/2/2023)
(6/28/2023)
(5/2/2023)
(5/2/2023)
(6/28/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Frank Albert Andrea's CRS (Customer Relationship Summary).
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