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Ian J. Miller

CITADEL SECURITIES INSTITUTIONAL
New York, NY 10103
Some features on this profile are disabled
CRD#: 4999695
IM
Ian James MillerCITADEL SECURITIES INSTITUTIONAL

Professional summary

Ian James Miller, who also goes by Ian J Miller, Ian James Miller, is a registered financial professional currently at CITADEL SECURITIES INSTITUTIONAL LLC located in New York, New York and CITADEL SECURITIES LLC located in New York, New York.

Ian is registered as a RR (Registered Representative) and started their career in finance in 2005. Ian has worked at 7 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 3, SIE, Series 7, Series 24 and Series 53 exams.

Aliases

Ian J Miller | Ian James Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ian James Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 28, 2024 - Present

CITADEL SECURITIES INSTITUTIONAL LLC

Office #1: 660 Fifth Avenue, New York, NY 10103
BD
CRD#: 281102
New York, NY
Current

August 28, 2024 - Present

CITADEL SECURITIES LLC

Office #1: 660 Fifth Avenue, New York, NY 10103
BD
CRD#: 116797
NEW YORK, NY
Current

June 16, 2026 - Present

CITADEL CLEARING LLC

Office #1: 660 Fifth Avenue, New York, NY 10103
BD
CRD#: 172693
New York, NY
Past

December 4, 2017 - August 21, 2024

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 13, 2016 - November 16, 2017

SECURITIZE MARKETS, LLC

BD
CRD#: 283256
NEW YORK, NY
Past

July 10, 2014 - August 19, 2016

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

September 5, 2005 - August 19, 2016

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/28/2024)
RR
Alaska
(8/28/2024)
RR
California
(8/28/2024)
RR
Florida
(8/28/2024)
RR
Illinois
(8/28/2024)
RR
Indiana
(8/28/2024)
RR
Louisiana
(8/28/2024)
RR
Michigan
(8/28/2024)
RR
Montana
(8/28/2024)
RR
New York
(8/28/2024)
RR
Ohio
(8/28/2024)
RR
Pennsylvania
(8/28/2024)
RR
Puerto Rico
(8/28/2024)
RR
Rhode Island
(8/28/2024)
RR
Texas
(8/28/2024)
RR
Virginia
(8/28/2024)
RR
Washington
(8/28/2024)
RR
West Virginia
(10/18/2024)
RR
Wyoming
(8/28/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/18/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 8/28/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 10/5/2018
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/2/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/23/2013
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/6/2011
Municipal Securities Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
SRO Registrations
RR
Texas Stock Exchange LLC

Current Firm

CC
CITADEL CLEARING LLC
CITADEL CLEARING LLC

CRD#: 172693 / SEC#: , 8-69521

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Phone number
(305) 929-6851
Established
Delaware since 07/18/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CCLC HOLDINGS LLCOWNER
CARROLL, SEAN VINCENTCHIEF EXECUTIVE OFFICER2518443
CARROLL, SEAN VINCENTCHIEF COMPLIANCE OFFICER2518443
CLP HOLDINGS SIX LLCMANAGING MEMBER
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER5587809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CITADEL CLEARING LLC

CRD#: 172693New York, NY 10103

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