AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
GH

Glenn M. Harrison

FEARNLEY SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 4995773
GH

Professional summary


Glenn Marshall Harrison, who also goes by Glenn Harrison, is a registered financial professional currently at FEARNLEY SECURITIES located in New York, New York.

Glenn is registered as a RR (Registered Representative) and started their career in finance in 2005. Glenn has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Glenn Harrison

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Glenn Marshall Harrison's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 30, 2025 - Present

FEARNLEY SECURITIES

Office #1: 885 Third Avenue 26th Floor, New York, NY 10022
BD
CRD#: 174133
New York, NY
Past

December 20, 2018 - September 22, 2025

NORTHERN EDGE CAPITAL ADVISORS LLC

BD
CRD#: 151615
NEW YORK, NY
Past

September 8, 2011 - May 7, 2018

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
NEW YORK, NY
Past

February 29, 2008 - November 26, 2010

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

September 19, 2005 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/30/2025)
RR
California
(9/30/2025)
RR
Colorado
(9/30/2025)
RR
Connecticut
(9/30/2025)
RR
Delaware
(9/30/2025)
RR
Florida
(9/30/2025)
RR
Georgia
(9/30/2025)
RR
Illinois
(9/30/2025)
RR
Iowa
(9/30/2025)
RR
Kansas
(9/30/2025)
RR
Louisiana
(9/30/2025)
RR
Maryland
(9/30/2025)
RR
Massachusetts
(9/30/2025)
RR
Minnesota
(9/30/2025)
RR
Nebraska
(9/30/2025)
RR
Nevada
(9/30/2025)
RR
New Jersey
(9/30/2025)
RR
New Mexico
(9/30/2025)
RR
New York
(9/30/2025)
RR
North Carolina
(9/30/2025)
RR
Ohio
(9/30/2025)
RR
Oklahoma
(9/30/2025)
RR
Pennsylvania
(9/30/2025)
RR
Rhode Island
(9/30/2025)
RR
South Dakota
(9/30/2025)
RR
Texas
(9/30/2025)
RR
Utah
(9/30/2025)
RR
Virginia
(9/30/2025)
RR
Washington
(9/30/2025)
RR
Wisconsin
(9/30/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 9/24/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FS
FEARNLEY SECURITIES
FEARNLEY SECURITIES | FEARNLEY SECURITIES, INC

CRD#: 174133 / SEC#: , 8-69566

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
885 Third Avenue 26th Floor, New York, NY 10022
Mailing Address
885 Third Avenue 26th Floor, New York, NY 10022
Phone number
(212) 277-3600
Established
New York since 10/01/2014
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FEARNLEY SECURITIES AS100% OWNER
BAKKE, CECILIE HELENECHIEF COMPLIANCE OFFICER7477246
FINK, JASON PETERPRINCIPAL, CEO2550196
HAHNE, PONTUS TORBJORNMEMBER OF THE BOARD OF DIRECTORS7651222
RASMUSSEN, JOACHIMMEMBER OF THE BOARD OF DIRECTORS7498636
ROETHER, CLAUDIUSINVESTMENT BANKING PRINCIPAL7629018
SHAW, ANTHONYFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER7338445
VABO, RIKARDMEMBER OF THE BOARD OF DIRECTORS7253168
WESSEL, PETERCHAIRMAN OF THE BOARD OF DIRECTORS6495105

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FEARNLEY SECURITIES

CRD#: 174133New York, NY 10022

TRUST BUT VERIFY

Monitor Glenn Harrison

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics