PK
Peter D. King
ASSETPOINT FINANCIAL
Arlington, VA 22209-3810
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CRD#: 4995418
PK
Professional summary
Peter Donnellan King is a registered financial professional currently at ASSETPOINT FINANCIAL, LLC located in Arlington, Virginia.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2009. Peter has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter Donnellan King's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2020 - Present
ASSETPOINT FINANCIAL, LLC
Office #1: 1300 North 17th Street Suite 1800, Arlington, VA 22209-3810BD
CRD#: 168796
Arlington, VA
Past
October 22, 2012 - December 5, 2019
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
NEW YORK, NY
Past
March 4, 2010 - September 28, 2012
FIRST NEW YORK SECURITIES L.L.C.
BD
CRD#: 16362
IRVINE, CA
Past
May 22, 2009 - February 22, 2010
PALI CAPITAL, INC.
BD
CRD#: 117783
NEWPORT BEACH, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/3/2020)
RR
Alaska(9/3/2020)
RR
Arizona(9/3/2020)
RR
Arkansas(9/3/2020)
RR
California(9/3/2020)
RR
Colorado(9/3/2020)
RR
Connecticut(9/3/2020)
RR
Delaware(9/3/2020)
RR
District of Columbia(9/3/2020)
RR
Florida(9/3/2020)
RR
Georgia(9/3/2020)
RR
Hawaii(9/3/2020)
RR
Idaho(9/3/2020)
RR
Illinois(9/3/2020)
RR
Indiana(9/3/2020)
RR
Iowa(9/3/2020)
RR
Kansas(9/3/2020)
RR
Kentucky(9/3/2020)
RR
Louisiana(9/3/2020)
RR
Maine(9/3/2020)
RR
Maryland(9/3/2020)
RR
Massachusetts(9/3/2020)
RR
Michigan(9/3/2020)
RR
Minnesota(9/3/2020)
RR
Mississippi(9/3/2020)
RR
Missouri(9/3/2020)
RR
Montana(9/3/2020)
RR
Nebraska(9/3/2020)
RR
Nevada(9/3/2020)
RR
New Hampshire(9/3/2020)
RR
New Jersey(9/3/2020)
RR
New Mexico(9/3/2020)
RR
New York(9/3/2020)
RR
North Carolina(9/3/2020)
RR
North Dakota(9/3/2020)
RR
Ohio(9/8/2020)
RR
Oklahoma(9/3/2020)
RR
Oregon(9/3/2020)
RR
Pennsylvania(9/3/2020)
RR
Puerto Rico(9/3/2020)
RR
Rhode Island(9/3/2020)
RR
South Carolina(9/3/2020)
RR
South Dakota(9/3/2020)
RR
Texas(9/3/2020)
RR
Utah(9/3/2020)
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Vermont(9/3/2020)
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Virgin Islands(9/3/2020)
RR
Virginia(9/3/2020)
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Washington(9/3/2020)
RR
West Virginia(9/3/2020)
RR
Wisconsin(9/3/2020)
RR
Wyoming(9/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ASSETPOINT FINANCIAL, LLC
ASSETPOINT FINANCIAL, LLC
CRD#: 168796 / SEC#: , 8-69332
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1300 North 17th Street Suite 1800, Arlington, VA 22209-3810
Mailing Address
1300 North 17th Street Suite 1800, Arlington, VA 22209-3810
Phone number
(703) 292-3400
Established
Delaware since 07/16/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTRAFI LLC (F/K/A INTRAFI NETWORK LLC) | MEMBER | |
| BERGIN, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER & EXECUTIVE REPRESENTATIVE | 3056261 |
| KINNER, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 2542667 |
| PARISE, JANICE DRU | FINOP, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2338583 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
