BM
Benjamin F. Moser
ABERDEEN FUND DISTRIBUTORS
Philadelphia, PA 19103
Some features on this profile are disabled
CRD#: 4993152
BM
Professional summary
Benjamin Franklin Moser is a registered financial professional currently at ABERDEEN FUND DISTRIBUTORS, LLC located in Philadelphia, Pennsylvania.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2005. Benjamin has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Franklin Moser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2008 - Present
ABERDEEN FUND DISTRIBUTORS, LLC
Office #1: 1900 Market Street Suite 200, Philadelphia, PA 19103BD
CRD#: 146230
Philadelphia, PA
Past
September 12, 2005 - August 1, 2007
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2015)
RR
Alaska(2/17/2015)
RR
Arizona(2/17/2015)
RR
Arkansas(2/17/2015)
RR
California(2/17/2015)
RR
Colorado(2/17/2015)
RR
Connecticut(2/17/2015)
RR
Delaware(2/17/2015)
RR
District of Columbia(2/17/2015)
RR
Florida(2/17/2015)
RR
Georgia(2/17/2015)
RR
Hawaii(2/17/2015)
RR
Idaho(2/17/2015)
RR
Illinois(2/17/2015)
RR
Indiana(2/17/2015)
RR
Iowa(2/17/2015)
RR
Kansas(2/17/2015)
RR
Kentucky(2/17/2015)
RR
Louisiana(2/17/2015)
RR
Maine(2/17/2015)
RR
Maryland(2/17/2015)
RR
Massachusetts(2/17/2015)
RR
Michigan(2/17/2015)
RR
Minnesota(2/17/2015)
RR
Mississippi(2/17/2015)
RR
Missouri(2/17/2015)
RR
Montana(2/17/2015)
RR
Nebraska(2/17/2015)
RR
Nevada(2/17/2015)
RR
New Hampshire(2/17/2015)
RR
New Jersey(2/17/2015)
RR
New Mexico(2/17/2015)
RR
New York(2/17/2015)
RR
North Carolina(2/18/2015)
RR
North Dakota(2/17/2015)
RR
Ohio(2/17/2015)
RR
Oklahoma(2/17/2015)
RR
Oregon(2/17/2015)
RR
Pennsylvania(2/17/2015)
RR
Puerto Rico(2/17/2015)
RR
Rhode Island(2/17/2015)
RR
South Carolina(2/17/2015)
RR
South Dakota(2/17/2015)
RR
Tennessee(2/17/2015)
RR
Texas(2/17/2015)
RR
Utah(2/17/2015)
RR
Vermont(2/17/2015)
RR
Virgin Islands(2/17/2015)
RR
Virginia(2/17/2015)
RR
Washington(2/17/2015)
RR
West Virginia(2/17/2015)
RR
Wisconsin(2/17/2015)
RR
Wyoming(2/17/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 4/1/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ABERDEEN FUND DISTRIBUTORS, LLC
ABERDEEN FUND DISTRIBUTORS, LLC
CRD#: 146230 / SEC#: , 8-67799
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1900 Market Street Suite 200, Philadelphia, PA 19103
Mailing Address
1900 Market Street Suite 200, Philadelphia, PA 19103
Phone number
(215) 405-5700
Established
Delaware since 10/31/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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