KM
Kenneth S. Mcafee
SIGNAL SECURITIES
Fort Worth, TX 76102
Some features on this profile are disabled
CRD#: 4993087
KM
Professional summary
Kenneth Scott Mcafee, who also goes by Scott Mcafee, is a registered financial advisor currently at SIGNAL SECURITIES, INC. located in Fort Worth, Texas.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Kenneth has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Mcafee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: GIBSON PRODUCTS COMPANY OF WESTERN MONTANA
INVESTMENT RELATED: N
ADDRESS OF BUSINESS:
MISSOULA, MONTANA 59803
NATURE OF BUSINESS: GENERAL PARTNERSHIP
POSITION, TITLE, ASSOCIATION: FAMILY HELD
NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: MY FATHER CREATED A COMPANY, GIBSON PRODUCTS COMPANY OF WESTERN MONTANA, AND NAMED HIS FOUR CHILDREN IN A TRUST PORTION OF THE DOCUMENTS. HE RAN A RETAIL BUSINESS, GIBSONS, THEN LATER KEPT THE PROPERTY AND EXPANDED THE PROPERTY HOLDINGS.
2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: HIGGINS INVESTMENTS
INVESTMENT RELATED: N
ADDRESS OF BUSINESS:
10800 CR 1020,
BURLESON, TEXAS 76028
NATURE OF BUSINESS: LLC
POSITION, TITLE, ASSOCIATION: LIMITED PARTNER
START DATE OF RELATIONSHIP: 1/9/1985
NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: OWNERSHIP OF A RETAIL SHOPPING CENTER WITH MY FATHER.
3) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: PERSONAL REAL ESTATE INVESTMENTS
INVESTMENT RELATED: N
ADDRESS OF BUSINESS:
BURLESON, TEXAS 76028
NATURE OF BUSINESS: OTHER,JOINT OWNERSHIP
POSITION, TITLE, ASSOCIATION: OWNER
NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: OWNER
4) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: RANCH
INVESTMENT RELATED: Y
ADDRESS OF BUSINESS:
BURLESON, TEXAS 76028
NATURE OF BUSINESS: FAMILY BUSINESS
POSITION, TITLE, ASSOCIATION: OWNER
START DATE OF RELATIONSHIP: 10/5/2004
NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: CATTLE AND HORSES ON PERSONAL PROPERTY
5) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: RANCH
INVESTMENT RELATED: Y
ADDRESS OF BUSINESS:
FRISCO, TX 75035
NATURE OF BUSINESS: REAL ESTATE
POSITION, TITLE, ASSOCIATION: MEMBER
START DATE OF RELATIONSHIP: SEPTEMBER 2019
NUMBER OF HOURS DEVOTED: 1-5 HOUR(S) MONTHLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
6) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: Scott McAfee Hangar at Spinks Airport
INVESTMENT RELATED: N
ADDRESS OF BUSINESS:
Burleson, TX 76028
NATURE OF BUSINESS: Renting hangar space
POSITION, TITLE, ASSOCIATION: Owner
NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: Collect rent for airplane hangar space
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Scott Mcafee's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Scott Mcafee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2017 - Present
SIGNAL SECURITIES, INC.
Office #1: 700 Throckmorton Street, Fort Worth, TX 76102RIA
BD
CRD#: 15916
Fort Worth, TX
Current
November 7, 2017 - Present
SIGNAL SECURITIES, INC.
Office #1: 700 Throckmorton Street, Fort Worth, TX 76102RIA
BD
CRD#: 15916
Fort Worth, TX
Past
October 27, 2005 - October 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FORT WORTH, TX
Past
October 24, 2005 - October 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SIGNAL SECURITIES, INC.
SIGNAL SECURITIES, INC.
CRD#: 15916 / SEC#: 801-63630, 8-32948
RIA
Registered Investment Advisory firm - SEC (11/4/2004 Approved)Arizona
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)California
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (12/12/2001 Cancelled)Louisiana
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)Michigan
Registered Investment Advisory firm - SEC (12/15/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)Texas
Registered Investment Advisory firm - SEC (9/16/2005 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(12/4/2017)
IAR
Colorado(1/26/2018)
RR
Florida(5/21/2018)
IAR
Florida(5/21/2018)
IAR
Georgia(7/2/2025)
IAR
Louisiana(1/11/2018)
IAR
North Carolina(6/21/2022)
IAR
Oklahoma(1/31/2018)
IAR
Pennsylvania(1/27/2023)
RR
Texas(12/1/2017)
IAR
Texas(12/1/2017)
IAR
Virginia(1/22/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SIGNAL SECURITIES, INC.
SIGNAL SECURITIES, INC.
CRD#: 15916 / SEC#: 801-63630, 8-32948
RIA
Registered Investment Advisory firm - SEC (11/4/2004 Approved)Arizona
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)California
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (12/12/2001 Cancelled)Louisiana
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)Michigan
Registered Investment Advisory firm - SEC (12/15/2004 Terminated)Missouri
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)Texas
Registered Investment Advisory firm - SEC (9/16/2005 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/5/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
700 Throckmorton Street, Fort Worth, TX 76102
Mailing Address
700 Throckmorton Street, Fort Worth, TX 76102-5036
Phone number
(817) 877-4256
Established
Texas since 09/24/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
37
SEC notice filing (16 States and Territories)
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,832 |
| AUM (Assets Under Management) | $ 599,186,467 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
