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CD

Claudia C. Donohue

BLACKROCK EXECUTION SERVICES
Wilmington , DE 19809
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CRD#: 4992460
CD

Professional summary


Claudia Cecilia Vasconcelos Donohue, who also goes by Claudia Cecilia Barreto De Vasconcelos Ms., Claudia Cecilia Donohue Mrs., Claudia Cecilia Donohue, Claudia Cecilia Vasconcelos Donohue Mrs., Claudia C. Vasconcelos Donohue, is a registered financial professional currently at BLACKROCK EXECUTION SERVICES located in Wilmington , Delaware.

Claudia is registered as a RR (Registered Representative) and started their career in finance in 2012. Claudia has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Claudia Cecilia Barreto De Vasconcelos Ms. | Claudia Cecilia Donohue Mrs. | Claudia Cecilia Donohue | Claudia Cecilia Vasconcelos Donohue Mrs. | Claudia C. Vasconcelos Donohue

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Claudia Cecilia Vasconcelos Donohue's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 23, 2022 - Present

BLACKROCK EXECUTION SERVICES

Office #1: 100 Bellevue Parkway , Wilmington , DE 19809
BD
CRD#: 39438
Wilmington , DE
Past

June 14, 2022 - August 16, 2022

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
WILMINGTON, DE
Past

May 16, 2016 - May 3, 2022

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC

BD
CRD#: 114212
Mount Laurel, NJ
Past

August 5, 2013 - June 20, 2016

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

January 31, 2012 - August 13, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEWARK, DE

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(6/23/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 2/13/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BE
BLACKROCK EXECUTION SERVICES
BARCLAYS GLOBAL INVESTORS SERVICES | BZW GLOBAL INVESTORS SERVICES | BZW BARCLAYS GLOBAL INVESTORS SERVICES | BLACKROCK EXECUTION SERVICES

CRD#: 39438 / SEC#: , 8-48719

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
50 Hudson Yards, New York, NY 10001
Mailing Address
1 University Square Drive, Princeton, NJ 08540
Phone number
(609) 282-3046
Established
California since 08/31/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A.SHAREHOLDER
DEVICO, JOSEPH GEORGEDIRECTOR2808563
HEROLD, MEREDITH LCHIEF EXECUTIVE OFFICER AND DIRECTOR4792340
MARCUS, ZACHARY SETHCHIEF FINANCIAL OFFICER AND FINOP7040433
MARO, JONATHAN MARTINDIRECTOR6476640
MEADE, CHRISTOPHER JOSEPHCHIEF LEGAL OFFICER6728448
ROHE, DOMINIKDIRECTOR3275040
ROSTA, GREGORY MATTHEWCHIEF COMPLIANCE OFFICER5193482
SKOWRONSKI, SCOTT MICHAELCHIEF OPERATING OFFICER5171257
VILLACORTA, ROLAND ESTEBANDIRECTOR2566073

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLACKROCK EXECUTION SERVICES

CRD#: 39438Wilmington , DE 19809

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