Allen L. Weingarten
Professional summary
Allen Lawrence Weingarten is a registered financial professional currently at STONE KEY SECURITIES LLC located in Greenwich, Connecticut.
Allen is registered as a RR (Registered Representative) and started their career in finance in 2008. Allen has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allen Lawrence Weingarten's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2010 - Present
STONE KEY SECURITIES LLC
Office #1: 411 West Putnam Avenue, Greenwich, CT 06830Office #2: 411 West Putnam Avenue, Greenwich, CT 06830January 22, 2008 - September 16, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2011)
(3/18/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
STONE KEY SECURITIES LLC
CRD#: 152341 / SEC#: , 8-68440
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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