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CRD#: 152341
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

STONE KEY SECURITIES LLC is located at 411 West Putnam Avenue, Greenwich, CT 06830 and was first established at Boston, Delaware in 05/18/2009. After operating for 16 years, STONE KEY SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STONE KEY SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. STONE KEY SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STONE KEY SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STONE KEY SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STONE KEY SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for STONE KEY SECURITIES LLC Comes From

Understanding the Statistics for STONE KEY SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
411 West Putnam Avenue, Greenwich, CT 06830
Mailing Address
411 West Putnam Avenue, Greenwich, CT 06830
Firm Size
Small
Phone Number
(203) 930-3700
Established
Delaware since 05/18/2009
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
STONE KEY GROUP LLCSOLE MEMBER
HEDIN, EARL VICTORFINOP, CFO1976430
URFIRER, MICHAEL JAMESCHAIRMAN, CEO, EXEC. REP,1199849
WEINGARTEN, ALLEN LAWRENCECHIEF COMPLIANCE OFFICER4991149
WEINGARTEN, ALLEN LAWRENCEGENERAL COUNSEL, CHIEF OPERATIONS OFFICER

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Advisor's working at STONE KEY SECURITIES LLC

PM

Patrick Joseph Mcdonough

Pat Mcdonough
RR
CRD#: 1530426
Location:
Greenwich, CT 06830
Company:
STONE KEY SECURITIES LLC
Disclosures:
Experience:
35 years
View Profile
EH

Earl Victor Hedin

RR
CRD#: 1976430
Location:
Greenwich, CT 06830
Company:
STONE KEY SECURITIES LLC
Disclosures:
Experience:
36 years
View Profile
SL

Sumit Laddha

RR
CRD#: 4688460
Location:
Greenwich, CT 06830
Company:
STONE KEY SECURITIES LLC
Disclosures:
Experience:
22 years
View Profile
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