Jessica Kagin-tropea
Professional summary
Jessica Kagin-tropea, who also goes by Jessica Lynn Kagin, Jessica Kagin, Jess Tropea, Jessica Tropea, is a registered financial advisor currently at AUERBACH INVESTMENT SERVICES, LLC located in Narberth, Pennsylvania.
Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jessica has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Kagin-tropea's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2023 - Present
AUERBACH INVESTMENT SERVICES, LLC
Office #1: 111 Forrest Avenue First Floor, Narberth, PA 19072July 19, 2021 - July 18, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/3/2023)
Exams
Series 7TO
Date: 1/19/2022
General Securities Representative ExaminationSeries 6TO
Date: 2/23/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AUERBACH INVESTMENT SERVICES, LLC
CRD#: 290041 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 93 |
| AUM (Assets Under Management) | $ 74,076,501 |
Red Flags
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