Brian J. Gift

MBL ADVISORS

Charlotte, NC 28204

Some features on this profile are disabled

CRD#: 4990938

Professional summary

Brian Joseph Gift is a registered financial advisor currently at MBL ADVISORS located in Charlotte, North Carolina.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brian has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MBL ADVISORS INC; 1017 E MOREHEAD STREET, SUITE 100, CHARLOTTE, NC 28204; 8/6/2018; MANAGING DIRECTOR; LOAN ARRANGEMENT PER AGREEMENT; NOT INVESTMENT RELATED; 0 HOURS/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; NO COMPENSATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Gift's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2019 - Present

MBL ADVISORS

Office #1: 301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204

RIA

CRD#: 305176

Charlotte, NC

Past

August 9, 2018 - March 2, 2020

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MBL ADVISORS

MBL ADVISORS | MBL WEALTH, LLC

CRD#: 305176 / SEC#: 801-117591

RIA

Registered Investment Advisory firm - (11/7/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(11/13/2019)

IAR

Texas
(6/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MBL ADVISORS

MBL ADVISORS | MBL WEALTH, LLC

CRD#: 305176 / SEC#: 801-117591

RIA

Registered Investment Advisory firm - (11/7/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204

Mailing Address

Phone number

(704) 333-8461

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MBL WEALTH ADV PART 2A BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	951
AUM (Assets Under Management)	$ 1,142,902,910

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/17/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian J. Gift

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Gift's CRS (Customer Relationship Summary).

Certified licenses

Experience

MBL ADVISORS

M HOLDINGS SECURITIES, INC.

Primary Firm SEC Registration

MBL ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

MBL ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MBL ADVISORS

TRUST BUT VERIFY

Similar Advisors