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Michael Joseph Collins

CRD# 4990394·Registered 2008 - 2019
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Joseph Collins was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2008 - 2019. Michael had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years registered in the securities industry

Current & Past Employments

Past

TOR BROKERAGE LLCPast·CRD# 135274
BD
Hazlet, NJ
October 12, 2018 - December 20, 2019
BWK TRINITY CAPITAL SECURITIES LLCPast·CRD# 120723
BD
Los Angeles, CA
November 13, 2012 - October 14, 2016
PACER ADVISORS, INC.Past·CRD# 137381
RIA
Santa Monica, CA
May 3, 2010 - January 13, 2012
PACER FINANCIAL, INC.Past·CRD# 137040
BD
Malvern, PA
August 13, 2008 - January 13, 2012
HOULIHAN LOKEY CAPITAL, INC.Past·CRD# 17708
BD
Los Angeles, CA
March 18, 2008 - July 29, 2008

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Current Firm

TB
TOR BROKERAGE LLC

TOR BROKERAGE LLC

CRD#: 135274 / SEC#: 8-66903
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Mailing Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Phone Number

(732) 375-2459

Established

Delaware since 02/09/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
VCT HOLDINGS LLCSOLE MEMBER—
APPELSON, STUART DAVIDFINOP2176520
CRAWFORD, LAURA LYNNCHIEF COMPLIANCE OFFICER2666224
KRKUTI, BESARTCHIEF FINANCIAL OFFICER7318260
SCHAEFFER, BRIAN KEITHCEO3063403

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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