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Jack Yusheng Lin

Jack Y. Lin

CETERA INVESTMENT ADVISERS | Financial Advisor
SAN FRANCISCO, CA 94133
CRD#: 4988229
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Jack Yusheng Lin
Jack Yusheng LinCETERA INVESTMENT ADVISERS

Professional summary

Jack Yusheng Lin, who also goes by Jack Lin, Jack Yu-sheng Lin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Francisco, California and CETERA INVESTMENT SERVICES LLC located in San Francisco, California.

Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jack has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Retirement Planning Strategies
Investments
Estate Planning Strategies
Are you a "fiduciary"?
Yes

Aliases

Jack Lin | Jack Yu-Sheng Lin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Yusheng Lin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 21, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1066 Grant Ave, San Francisco, CA 94133
RIA
CRD#: 105644
SAN FRANCISCO, CA
Current

December 20, 2023 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 555 Montgomery St, San Francisco, CA 94111Office #2: 1066 Grant Ave, San Francisco, CA 94133
BD
CRD#: 15340
SAN FRANCISCO, CA
Past

September 26, 2014 - December 22, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Daly City, CA
Past

September 25, 2014 - December 22, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Daly City, CA
Past

October 1, 2012 - August 8, 2014

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SAN FRANCISCO, CA
Past

October 1, 2012 - August 8, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SAN FRANCISCO, CA
Past

May 2, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
SAN FRANCISCO, CA
Past

May 2, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SAN FRANCISCO, CA
Past

February 22, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
LAKE ELSINORE, CA
Past

November 19, 2007 - May 2, 2009

WAMU INVESTMENTS, INC.

BD
CRD#: 599
LAKE ELSINORE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/21/2023)
IAR
California
(12/21/2023)
RR
Nevada
(12/26/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/15/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

Financial AdvisorCRD#: 105644San Francisco, CA 94133

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Contact information

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