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GL

Gary R. Lawson

USQ SECURITIES LLC
New York, NY 10128
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CRD#: 4982243
GL

Professional summary


Gary Russell Lawson II, who also goes by Gary R Lawson II, Gary R Lawson, Gary Russell Lawson Ii, Gary Russell Lawson, Gary Lawson, is a registered financial professional currently at USQ SECURITIES LLC located in New York, New York.

Gary is registered as a RR (Registered Representative) and started their career in finance in 2006. Gary has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gary R Lawson Ii | Gary R Lawson | Gary Russell Lawson Ii | Gary Russell Lawson | Gary Lawson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gary Russell Lawson II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 6, 2025 - Present

USQ SECURITIES LLC

Office #1: 403 E. 90th Street #1rw, New York, NY 10128
BD
CRD#: 299008
New York, NY
Past

January 25, 2016 - May 6, 2017

SPURRIER CAPITAL PARTNERS LLC

BD
CRD#: 173524
New York, NY
Past

January 4, 2010 - November 4, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 5, 2009 - September 8, 2009

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

September 11, 2006 - July 17, 2008

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(10/1/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 8/8/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/5/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


US
USQ SECURITIES LLC
USQ SECURITIES LLC | USQA CAPITAL LLC

CRD#: 299008 / SEC#: , 8-70279

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
403 E. 90th Street #1rw, New York, NY 10128
Mailing Address
403 E. 90th Street #1rw, New York, NY 10128
Phone number
(347) 334-9813
Established
Delaware since 11/06/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
COLLINS, ANTHONY ARTHURMANAGING MEMBER, EXECUTIVE REP6580684
HILL, HUGH F IVMANAGING MEMBER, CCO6604738
HOPKINS, THOMAS JOHNFINOP, PFO, POO1835087

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


USQ SECURITIES LLC

CRD#: 299008New York, NY 10128

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