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JS

Jason M. Sefferino

CITADEL SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 4980115
JS

Professional summary

Jason Michael Sefferino is a registered financial professional currently at CITADEL SECURITIES LLC located in New York, New York and CITADEL CLEARING LLC located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2024. Jason has worked at 4 firms and has passed the SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Michael Sefferino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 30, 2012 - Present

CITADEL SECURITIES LLC

Office #1: 350 Park Avenue 10th Floor, New York, NY 10022
BD
CRD#: 116797
New York, NY
Current

May 8, 2015 - Present

CITADEL CLEARING LLC

Office #1: 350 Park Avenue, New York, NY 10022
BD
CRD#: 172693
New York, NY
Current

March 7, 2016 - Present

CITADEL SECURITIES INSTITUTIONAL LLC

Office #1: 350 Park Avenue, New York, NY 10022
BD
CRD#: 281102
New York, NY
Past

January 11, 2024 - February 10, 2026

PALAFOX TRADING LLC

BD
CRD#: 131114
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 5/29/2012
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CITADEL SECURITIES INSTITUTIONAL LLC
CITADEL SECURITIES INSTITUTIONAL LLC

CRD#: 281102 / SEC#: , 8-69663

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Phone number
(305) 929-6851
Established
Delaware since 06/08/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CSHC US LLCOWNER
ZHAO, PENGCHIEF EXECUTIVE OFFICER4978269
CITADEL SECURITIES GROUP LP (FKA CALC IV LP)MANAGING MEMBER
HAROLD, MARC RYANCHIEF COMPLIANCE OFFICER3200916
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER5587809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CITADEL SECURITIES INSTITUTIONAL LLC

CRD#: 281102New York, NY 10022

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