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JS

Jason M. Sefferino

CITADEL SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 4980115
JS

Professional summary

Jason Michael Sefferino is a registered financial professional currently at CITADEL SECURITIES LLC located in New York, New York and CITADEL CLEARING LLC located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2012. Jason has worked at 4 firms and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Michael Sefferino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 30, 2012 - Present

CITADEL SECURITIES LLC

Office #1: 350 Park Avenue 10th Floor, New York, NY 10022
BD
CRD#: 116797
New York, NY
Current

May 8, 2015 - Present

CITADEL CLEARING LLC

Office #1: 350 Park Avenue, New York, NY 10022
BD
CRD#: 172693
New York, NY
Current

March 7, 2016 - Present

CITADEL SECURITIES INSTITUTIONAL LLC

Office #1: 350 Park Avenue, New York, NY 10022
BD
CRD#: 281102
New York, NY
Current

January 11, 2024 - Present

PALAFOX TRADING LLC

Office #1: 350 Park Avenue, New York, NY 10022
BD
CRD#: 131114
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 5/29/2012
Operations Professional Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm

PT
PALAFOX TRADING LLC
PALAFOX TRADING LLC

CRD#: 131114 / SEC#: , 8-66420

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Phone number
(305) 929-6851
Established
Delaware since 01/16/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PALAFOX HOLDCO LLCMEMBER
CARROLL, SEAN VINCENTCHIEF EXECUTIVE OFFICER2518443
CARROLL, SEAN VINCENTCHIEF COMPLIANCE OFFICER2518443
CITADEL ADVISORS LLCMANAGER
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER5587809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALAFOX TRADING LLC

CRD#: 131114New York, NY 10022

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