AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JG

John Angelo Giusti

BGC FINANCIAL, L.P.
Boca Raton, FL
·CRD# 4979283·18 years experience

Professional Summary

John Angelo Giusti, who also goes by John A Giusti, is a registered financial advisor currently at BGC FINANCIAL, L.P. located in Boca Raton, Florida. John is registered as a RR (Registered Representative) and started their career in finance in 2008. John has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John A Giusti

Blog Corner

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
View profile
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Years of Experience

18 years in the financial services industry

Current & Past Employments

BGC FINANCIAL, L.P.·CRD# 19801
BD
2255 Glades Road, Suite 324a Office #20, Boca Raton, FL 33431
July 24, 2017 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
Jersey City, NJ
March 3, 2011 - May 18, 2017
BGC FINANCIAL, L.P.·CRD# 19801
BD
New York, NY
October 1, 2008 - March 3, 2011

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Current Firm

BF
BGC FINANCIAL, L.P.

AUREL, A DIVISION OF BGC FINANCIAL, L.P. | TRIDENT EQUITIES, A DIVISION OF BGC FINANCIAL LP | SUNRISE, A DIVISION OF BGC FINANCIAL, L.P. | SUNRISE BROKERS, A DIVISION OF BGC FINANCIAL LP | PRECISION, A DIVISION OF BGC FINANCIAL, L.P. | POTEN CAPITAL, A DIVISION OF BGC FINANCIAL, L.P. | MINT PARTNERS, A DIVISION OF BGC FINANCIAL, L.P. | MAXCOR FINANCIAL INC. | MAXCOR (DIVISION OF EURO BROKERS INC.) | MAXCOR | FENICS, A DIVISION OF BGC FINANCIAL, L.P. | FENICS UST, A DIVISION OF BGC FINANCIAL, L.P. | EUROBROKERS, A DIVISION OF BGC FINANCIAL, L.P. | EURO BROKERS, A DIVISION OF MAXCOR FINANCIAL INC. | EURO BROKERS MAXCOR INC. | BGC RV | BGC RELATIVE VALUE, A DIVISION OF BGC FINANCIAL, L.P. | BGC LIQUIDEZ, A DIVISION OF BGC FINANCIAL, L.P. | BGC LAKE, A DIVISION OF BGC FINANCIAL, L.P. | BGC FINANCIAL, L.P. | BGC FINANCIAL INC.

CRD#: 19801 / SEC#: 8-39012
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

55 Water Street 10th Floor, New York, NY, 10004

Mailing Address

55 Water Street 10th Floor, New York, NY, 10041

Phone Number

(646) 346-7000

Established

Delaware since 04/02/2008

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BGC BROKERS US L.P.LIMITED PARTNER—
ABULARRAGE, JOHN JOSEPHCHIEF EXECUTIVE OFFICER3265633
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
AUBIN, JEAN PIERREEXECUTIVE MANAGING DIRECTOR EQUITIES, DERIVATIVES, FUTURES5596046
BGCF HOLDINGS LLCGENERAL PARTNER—
HAUF, JASON WILLIAMSCHIEF FINANCIAL OFFICER4163331
LEWIS, THOMAS JOSEPHMANAGING DIRECTOR FIXED INCOME AND COMMODITIES2684821
LYNCH, MARTINCHIEF OPERATING OFFICER5612726
SULFARO, MICHAEL CARLCHIEF COMPLIANCE OFFICER2483562

Disclosures

Regulatory Event

36

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(12/16/2019)
RR
New York
(7/24/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2015About the Series 24 exam
Cboe BZX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq GEMX, LLC
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view John Angelo Giusti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Marshall Lee Rosen
Marshall Lee Rosen

OSAIC WEALTH, INC.

FORT LAUDERDALE, FL · CRD#
Victoria Miller Ricker
Victoria Miller Ricker

DAYMARK WEALTH PARTNERS, LLC

FORT LAUDERDALE, FL · CRD#
SC
Stuart Craig Chamberlin JR

SOUND INCOME STRATEGIES, LLC

Boca Raton, FL · CRD#
JF
John Maxwell Fricker

EQUITABLE ADVISORS, LLC

FT. LAUDERDALE, FL · CRD#
JG
Follow John
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required