Grace R. Kvantas
FINANCIAL SYMMETRY
RALEIGH, NC 27607
Some features on this profile are disabled
CRD#: 4977868
Professional summary
Grace Rooth Kvantas, CFP®, who also goes by Grace Kvantas, Grace Rooth, is a registered financial advisor currently at FINANCIAL SYMMETRY INC. located in Raleigh, North Carolina.
Grace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Grace has worked at 1 firm .
Biography
I was born and raised in a money-focused family in North Carolina. As the daughter of a financial advisor, being smart with money and pursuing a higher education were always important parts of my childhood. I’m proud to say that in 2011 I graduated after paying my way through North Carolina State University – completely debt free. I know first-hand that college can be a possibility for everyone – all it takes is advice, planning and dedication. I enjoy sharing my story, so I can help others plan for their children’s educations.
Like many people, I enjoy traveling with my family – but planning a vacation takes savings. That’s why I enjoy helping individuals, professionals and families plan and save for their own goals.
If you want to work with an experienced financial planner who can help invest wisely, save for your goals and manage your wealth, contact me today and let’s talk. You can reach me by phone: (919) 851-8200 ext.206, via email: gkvantas@financialsymmetry.com or on LinkedIn.
Question & Answer
What are your service offerings?
Retirement Income Management
Tax Planning
Estate Planning
Debt Management
Inheritance
Investment Planning
Retirement Planning
Budgeting
Divorce Planning
Insurance Planning
Social Security Planning
Employee and Employer Plan Ben...
Life Transitions
Comprehensive Financial Planni...
Education Planning
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
College/Education Planning
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Women's Financial Planning Iss...
Are you a "fiduciary"?
Yes
Aliases
Grace Kvantas | Grace Rooth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Grace Rooth Kvantas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 4, 2016 - Present
FINANCIAL SYMMETRY INC.
Office #1: 5438 Wade Park Blvd Suite 310, Raleigh, NC 27607RIA
CRD#: 118443
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FINANCIAL SYMMETRY INC.
FINANCAL SYMMETRY INC. | FINANCIAL SYMMETRY INCORPORATED | FINANCIAL SYMMETRY INC.
CRD#: 118443 / SEC#: 801-62698
RIA
Registered Investment Advisory firm - (1/28/2004 Approved)North Carolina
Registered Investment Advisory firm - (1/28/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/4/2016)
IAR
Texas(4/2/2019)
Exams
Current Firm
FINANCIAL SYMMETRY INC.
FINANCAL SYMMETRY INC. | FINANCIAL SYMMETRY INCORPORATED | FINANCIAL SYMMETRY INC.
CRD#: 118443 / SEC#: 801-62698
RIA
Registered Investment Advisory firm - (1/28/2004 Approved)North Carolina
Registered Investment Advisory firm - (1/28/2004 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5438 Wade Park Blvd Suite 310, Raleigh, NC 27607
Mailing Address
Phone number
(919) 851-8200
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,000 |
| AUM (Assets Under Management) | $ 1,210,652,897 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 02/27/2024 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL SYMMETRY INC.
CRD#: 118443Raleigh, NC 27607TRUST BUT VERIFY
Monitor Grace Kvantas
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
