Dragan Garvanovic
Professional summary
Dragan Garvanovic is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Dragan is registered as a RR (Registered Representative) and started their career in finance in 2005. Dragan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dragan Garvanovic's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054July 13, 2018 - November 16, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 17, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
April 8, 2008 - November 15, 2022
FIDELITY BROKERAGE SERVICES LLC
February 2, 2007 - February 20, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 31, 2007 - February 20, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 14, 2005 - December 7, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
August 22, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
August 22, 2005 - December 7, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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