Jeremy S Eisenstein
Professional Summary
Jeremy S Eisenstein, who also goes by Jeremy Eisenstein, is a registered financial advisor currently at GOLDMAN SACHS & CO. LLC located in New York, New York and GOLDMAN SACHS CUSTODY SOLUTIONS located in New York, New York. Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2005. Jeremy has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24, Series 10...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeremy Eisenstein
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
DIRECTINDEXER | VIA FOLIO | GOLDMAN SACHS CUSTODY SOLUTIONS | FOLIO[FN] INVESTMENTS, INC. | FOLIOTRADE BROKERAGE LLC | FOLIOFN INVESTMENTS, INC. | FOLIOFIRST | FOLIO RESEARCH, LLC | FOLIO RESEARCH | FOLIO INVESTMENTS, INC. | FOLIO INVESTING | FOLIO INSTITUTIONAL | FOLIO CLIENT
Contact Information
Main Address
8180 Greensboro Dr 8th Floor, Mclean, VA 22102Mailing Address
8180 Greensboro Dr 8th Floor, Mclean, VA 22102Phone Number
(703) 245-4000Established
Virginia since 01/10/2000Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOLIO FINANCIAL, INC. (D/B/A GOLDMAN SACHS CS HOLDINGS) | 100 % SHAREHOLDER | — |
| AKINOLA, TEMIDAYO | DIRECTOR | 7022068 |
| ARNOLD, EDWARD RAYMOND | CHIEF COMPLIANCE OFFICER | 1876464 |
| DALTON, WILLIAM | DIRECTOR | 5561615 |
| EISENSTEIN, JEREMY S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 4972748 |
| FYFFE, JAMES COMPEAU | CHIEF FINANCIAL OFFICER, FINOP & PFO | 2619159 |
| KHANNA, SAATWIK | DIRECTOR | 4885372 |
| PRITCHARD, MICHAEL | ASSISTANT GENERAL COUNSEL, SECRETARY | 7354441 |
| ROMO, SARAH | DIRECTOR | 6678077 |
| SHRESTHA, PANKAUZ N | ASSISTANT GENERAL COUNSEL | 4960883 |
| TRILLO, CYNTHIA | COO, POO & DIRECTOR | 5577678 |
Disclosures
Regulatory Event
7Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2021About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 2020About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeremy S Eisenstein's CRS (Customer Relationship Summary).
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