JH
Jessica Hardy
CETERA INVESTMENT ADVISERS LLC
SAN DIEGO, CA 92123
Some features on this profile are disabled
CRD#: 4969086
JH
Professional summary
Jessica Hardy, who also goes by Jessica Ortiz, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA INVESTMENT SERVICES LLC located in San Diego, California.
Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jessica has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jessica Ortiz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RENTAL PROPERTY 2) 2ND VICE PRESIDENT OF EDUCATION AT CURIE ELEMENTARY PTA, 2/HRS/WK 3) VICE PRESIDENT AT UPTOWN REFERRAL GROUP, 1/HR/WK 4) VOLUNTEER AT CURIE PTA GARDEN CLUB, 1-2/HRS/WK 5) POWER OF ATTORNEY AND CO/TRUSTEE ON UNCLE'S (TODD ORTIZ) ACCOUNTS, 1/HR/WK; 6) PUSHPIN FINANCIAL, DBA FOR CETERA BUSINESS, 75% OWNER
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Hardy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 19, 2019 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9275 Sky Park Court Suite 350, San Diego, CA 92123RIA
CRD#: 105644
SAN DIEGO, CA
Current
June 20, 2019 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 9275 Sky Park Court Suite 350, San Diego, CA 92123BD
CRD#: 15340
San Diego, CA
Past
November 7, 2012 - June 20, 2019
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
San Diego, CA
Past
August 5, 2005 - June 20, 2019
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/21/2019)
IAR
California(6/19/2019)
RR
California(6/21/2019)
RR
Colorado(6/21/2019)
RR
Florida(7/30/2019)
RR
Georgia(9/15/2025)
RR
Idaho(3/19/2025)
RR
Illinois(6/21/2019)
RR
Kentucky(9/16/2021)
RR
Louisiana(6/21/2019)
RR
Massachusetts(3/3/2021)
RR
Montana(1/2/2025)
RR
New Mexico(9/6/2019)
RR
Oregon(6/21/2019)
RR
Pennsylvania(12/3/2021)
RR
Tennessee(1/2/2025)
IAR
Texas(6/19/2019)
RR
Texas(6/21/2019)
RR
Virginia(6/21/2019)
RR
Washington(6/21/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
