GG
Grigoriy Grinshteyn
CADENCE WEALTH MANAGEMENT LLC
Westborough, MA 01581
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CRD#: 4965008
GG
Professional summary
Grigoriy Grinshteyn is a registered financial advisor currently at CADENCE WEALTH MANAGEMENT LLC located in Westborough, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Westborough, Massachusetts.
Grigoriy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Grigoriy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CADENCE WEALTH MGMT, RIA, 1800 WEST PARTK DR WESTBOROUGH MA 01581, IAR INVESTMENT RELATED, 10/01/10
2) ASH BROKERAGE. INVESTMENT RELATED. 7609 W. JEFFERSON BLVD, FORT WAYNE, IM 46804. FIXED INSURANCE. AGENT. 01/2013. 10 HRS/MO. SELL TERM LIFE, DISABILITY, LONG TERM CARE.
PKS FINANCIAL SERVICES; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 10/1/10
CRS (Client Relationship Summary) - RIA
Click below to view Grigoriy Grinshteyn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2016 - Present
CADENCE WEALTH MANAGEMENT LLC
Office #1: 1800 West Park Drive Suite 330, Westborough, MA 01581RIA
CRD#: 155080
Westborough, MA
Current
October 1, 2010 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1800 West Park Dr. Suite 330, Westborough, MA 01581BD
CRD#: 35747
Westborough, MA
Past
July 14, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 14, 2005 - October 6, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
WESTBOROUGH, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CADENCE WEALTH MANAGEMENT LLC
CADENCE WEALTH MANAGEMENT LLC
CRD#: 155080 / SEC#: 801-78941
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Massachusetts
Registered Investment Advisory firm - (1/22/2014 Terminated)New Hampshire
Registered Investment Advisory firm - (2/5/2014 Terminated)Rhode Island
Registered Investment Advisory firm - (1/24/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/3/2022)
RR
Connecticut(10/31/2022)
RR
Florida(11/3/2022)
RR
Maryland(11/3/2022)
RR
Massachusetts(10/1/2010)
IAR
Massachusetts(3/16/2016)
RR
Rhode Island(11/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CADENCE WEALTH MANAGEMENT LLC
CADENCE WEALTH MANAGEMENT LLC
CRD#: 155080 / SEC#: 801-78941
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Massachusetts
Registered Investment Advisory firm - (1/22/2014 Terminated)New Hampshire
Registered Investment Advisory firm - (2/5/2014 Terminated)Rhode Island
Registered Investment Advisory firm - (1/24/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1800 West Park Drive Suite 330, Westborough, MA 01581
Mailing Address
Phone number
(508) 898-0400
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,021 |
| AUM (Assets Under Management) | $ 305,384,127 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CADENCE WEALTH MANAGEMENT LLC
CRD#: 155080Westborough, MA 01581TRUST BUT VERIFY
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