BV
Brian K. Vieselmeyer
CETERA INVESTMENT ADVISERS LLC
Armonk, NY 10504
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CRD#: 4964369
BV
Professional summary
Brian Kirk Vieselmeyer, who also goes by Brian VIeselmeyer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Armonk, New York and CETERA WEALTH SERVICES, LLC located in Armonk, New York.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Brian has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Vieselmeyer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: CORPORATE PLANS RETIREMENT STRATEGIES LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LLC, WE USE TO MARKET AND PAY STAFF START DATE: 05/2019 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 50 BRIEF DESCRIPTION OF DUTIES: PARTNER IN DBA; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERD LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2009 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view Brian Kirk Vieselmeyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 80 Business Park Drive Suite 207, Armonk, NY 10504RIA
CRD#: 105644
Armonk, NY
Current
January 28, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 80 Business Park Drive Suite 207, Armonk, NY 10504BD
CRD#: 13572
Armonk, NY
Past
April 4, 2019 - February 18, 2025
EQUITY SERVICES, INC.
RIA
CRD#: 265
ARMONK, NY
Past
April 4, 2019 - February 18, 2025
EQUITY SERVICES, INC.
BD
CRD#: 265
ARMONK, NY
Past
March 17, 2016 - April 2, 2019
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
TARRYTOWN, NY
Past
June 3, 2009 - April 2, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
TARRYTOWN, NY
Past
January 5, 2006 - May 13, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
WHITE PLAINS, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/28/2025)
RR
Arizona(1/28/2025)
RR
Colorado(1/28/2025)
RR
Connecticut(1/28/2025)
RR
Delaware(1/28/2025)
RR
Florida(1/28/2025)
RR
Hawaii(1/28/2025)
RR
Indiana(1/28/2025)
RR
Iowa(1/28/2025)
RR
Maine(1/28/2025)
RR
Massachusetts(1/28/2025)
RR
Michigan(1/28/2025)
RR
New Hampshire(1/28/2025)
RR
New Jersey(1/28/2025)
RR
New York(1/28/2025)
IAR
New York(1/28/2025)
RR
North Carolina(1/28/2025)
RR
Ohio(1/29/2025)
RR
Oregon(1/28/2025)
RR
Pennsylvania(1/28/2025)
RR
South Carolina(1/28/2025)
RR
Texas(1/28/2025)
IAR
Texas(1/28/2025)
RR
Utah(1/28/2025)
RR
Vermont(1/28/2025)
RR
Virginia(1/28/2025)
RR
Washington(1/28/2025)
RR
West Virginia(1/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
