Nisha S. Patel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nisha Shantilal Patel, who also goes by Nisha S Patel, was a registered financial professional .
Nisha is a previously registered financial professional and started their career in finance in 2005. Nisha had worked at 3 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2008 - July 7, 2009
JANE STREET TRADING, LLC
May 15, 2007 - February 17, 2015
JANE STREET MARKETS, LLC
August 16, 2006 - December 31, 2024
JANE STREET CAPITAL, LLC
May 19, 2005 - August 12, 2005
JANE STREET CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/11/2006
Limited Representative-Equity Trader ExamCurrent Firm
JANE STREET TRADING, LLC
CRD#: 103790 / SEC#: , 8-52279
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET HOLDING | MEMBER | |
| GERSTEIN, MARC, ADAM | MANAGER | |
| EMMET, RICHARD STOCKTON | MANAGING DIRECTOR | 4712665 |
| GRANIERI, ROBERT ANTHONY | MANAGING DIRECTOR | |
| JENKINS, MICHAEL ANDREW | MANAGING DIRECTOR | |
| KRONEMER, BARRY JACOB | GENERAL COUNSEL/COMPLIANCE DIRECTOR | 1419206 |
| LEHOCZKY, SANDOR GRAHAM | MANAGING DIRECTOR | 3231898 |
| MINSKY, YARON MOSHE | MANAGING DIRECTOR | 5198091 |
| PROCTOR, DAVID ANTHONY | MANAGING DIRECTOR | 5053284 |
| REYNOLDS, TIMOTHY WILLIAM | MANAGING DIRECTOR | |
| SCHAAD, IAN RUSSELL | MANAGING DIRECTOR | 2568033 |
| TUCKER, EDWARD JOSEPH JR | FINOP | 1234430 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
