MG
Mark B. Grosky
KESTRA ADVISORY SERVICES
Latham, NY 12110
Some features on this profile are disabled
CRD#: 4962981
MG
Professional summary
Mark Brian Grosky is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Latham, New York and KESTRA INVESTMENT SERVICES, LLC located in Latham, New York.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Grosky Law Firm Investment Related: No Address: 9 Executive Park Drive Clifton Park NY 12065 Nature of Business: Legal/Attorney/Trustee/Executor Position, Title or Relationship: Owner/Managing Partner Start Date: 1/1/1996 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: AttorneyBusiness Name: Diversa Financial Professionals, LLC Investment Related: Yes Address: 9 Executive Park Drive Clifton Park NY 12065 Nature of Business: Insurance Position, Title or Relationship: Owner/Sole Member Start Date: 7/21/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Fixed Annuities/Insurance Sales & ServiceBusiness Name: Diversa Real Estate, LLC Investment Related: No Address: 9 Executive Park Drive Clifton Park NY 12065 Nature of Business: Real Estate Position, Title or Relationship: Owner/Sole Member/Real Estate Broker/Agent Start Date: 12/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Real Estate Broker/AgentBusiness Name: Diversa Development Group, LLC Investment Related: No Address: 9 Executive Park Drive Clifton Park NY 12065 Nature of Business: Other Other/None of the Above Commercial Real Estate Owner/Developer Position, Title or Relationship: Owner/Sole Member Start Date: 8/30/2004 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Owner/DeveloperBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor/Investment Advisor Representative Start Date: 7/1/2016 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Financial Advisor/Investment Advisor RepresentativeBusiness Name: Stage 2 Planning Partners, Inc. Investment Related: Yes Address: 930 Albany Shaker Road, Sutie 109 Latham NY 12110 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 7/1/2016 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: RR and IAR
CRS (Client Relationship Summary) - RIA
Click below to view Mark Brian Grosky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 930 Albany Shaker Road - Suite 109, Latham, NY 12110RIA
CRD#: 283330
Latham, NY
Current
July 6, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 930 Albany Shaker Road - Suite 109, Latham, NY 12110BD
CRD#: 42046
Latham, NY
Past
October 7, 2014 - July 7, 2016
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
CLIFTON PARK, NY
Past
June 7, 2005 - July 7, 2016
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
CLIFTON PARK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/6/2016)
RR
California(9/28/2017)
RR
Florida(7/13/2016)
RR
Illinois(7/6/2016)
RR
New York(7/6/2016)
IAR
New York(6/7/2021)
RR
North Carolina(3/10/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
