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MD

Michael A. Diaz

PETERALEXANDER
West Conshohocken, PA 19428-2718
Some features on this profile are disabled
CRD#: 4961915
MD

Professional summary

Michael Andres Diaz, who also goes by Michael Andres Diaz Mr., Michael Diaz, is a registered financial advisor currently at PETERALEXANDER located in West Conshohocken, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael Andres Diaz Mr. | Michael Diaz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE GREEN LEGION | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: SOCIAL MEDIA DIRECTOR | ADDRESS: 212 BROWN ST., #10A PHILADELPHIA, PA | START DATE: 10/8/2019 | NATURE OF ACTIVITY: SPORTS TRAVEL & ENTERTAINMENT | APPROX HRS PER MTH: LESS THAN 20 | APPROX TRADING HRS PER MTH: LESS THAN 5 | DESCRIPTION OF DUTIES: PHILADELPHIA SPORTS SOCIAL MEDIA 2) IHEART RADIO - PHILADELPHIA, PA | INVESTMENT RELATED: NO | POSITION HELD: RADIO/PODCAST COHOST | 111 PRESIDENTIAL AVE, BALA CYNWYD, PA 19004 | START DATE 09/01/2020 | NATURE OF ACTIVITY: SPORTS RADIO ENTERTAINMENT | APPROX HRS PER MONTH: LESS THAN 10 | APPROX TRADING HRS PER MONTH: 0 | DESCRIPTION OF DUTIES: SPORTS RADIO COHOST

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Andres Diaz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2020 - Present

PETERALEXANDER

Office #1: 15 Union Hill Road Suite 150, West Conshohocken, PA 19428-2718
RIA
CRD#: 308142
West Conshohocken, PA
Past

August 21, 2018 - March 2, 2020

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
CONSHOHOCKEN, PA
Past

April 12, 2018 - March 2, 2020

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(5/1/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/30/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/12/2018
General Securities Representative Examination

Current Firm

PE
PETERALEXANDER
PETER ALEXANDER & COMPANY, INC. | PETERALEXANDER

CRD#: 308142 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (4/29/2020 Approved)
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Contact information

Main Address
15 Union Hill Road Suite 150, West Conshohocken, PA 19428-2718
Mailing Address
Phone number
(610) 940-1441
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PETERALEXANDER

CRD#: 308142West Conshohocken, PA 19428-2718

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