John T. Corley

FIRST AVENUE

New York, NY 10017

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CRD#: 4961347

Professional summary

John T Corley is a registered financial professional currently at FIRST AVENUE located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2013. John has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John T Corley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2024 - Present

FIRST AVENUE

Office #1: 461 Fifth Avenue 14th Floor, New York, NY 10017

CRD#: 145860

New York, NY

Past

May 14, 2024 - September 18, 2024

CRITO CAPITAL LLC

CRD#: 161724

WESTPORT, CT

Past

September 17, 2020 - March 5, 2024

TRADITION SECURITIES AND DERIVATIVES LLC

CRD#: 28269

New York, NY

Past

September 27, 2018 - September 18, 2020

KROLL SECURITIES LLC

CRD#: 36927

NEW YORK, NY

Past

January 25, 2017 - October 12, 2018

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

June 3, 2013 - March 2, 2015

EDI FINANCIAL, INC.

CRD#: 15699

LAKE COMO, NJ

Past

March 5, 2013 - May 29, 2013

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(5/10/2024)

Missouri
(5/10/2024)

New Jersey
(5/14/2024)

New York
(4/30/2024)

Ohio
(5/10/2024)

Wisconsin
(5/10/2024)

Exams

State Security Law Exam

Series 63

Date: 3/19/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/16/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST AVENUE

FAP USA, L.P. | FIRST AVENUE

CRD#: 145860 / SEC#: , 8-67758

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

461 Fifth Avenue 14th Floor, New York, NY 10017

Mailing Address

461 Fifth Avenue 14th Floor, New York, NY 10017

Phone number

(646) 582-5777

Established

Delaware since 02/14/2007

Firm type

Partnership

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FAP USA, L.L.C.	LIMITED PARTNER
BUCKLEY, PAUL DEREK	PARTNER, CEO	1822709
FAP GEN PAR, L.L.C.	GP
PLANT, LYDIA HYUNJU	FINOP, CFO AND COO	7390471
RYAN, KIMBERLY ANN	CHIEF COMPLIANCE OFFICER	4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John T. Corley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John T Corley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRITO CAPITAL LLC

TRADITION SECURITIES AND DERIVATIVES LLC

KROLL SECURITIES LLC

TULLETT PREBON FINANCIAL SERVICES LLC

EDI FINANCIAL, INC.

ALLIED BEACON PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/19/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2013

Series 24

Date: 2/16/2021

FINRA

Current Firm

FIRST AVENUE

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FIRST AVENUE

TRUST BUT VERIFY

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