DH
David W. Hammer
CETERA INVESTMENT ADVISERS LLC
FAIRBURY, IL 61739
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CRD#: 4959288
DH
Professional summary
David Wayne Hammer MR. is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fairbury, Illinois and CETERA INVESTMENT SERVICES LLC located in Fairbury, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TRUST OFFICER AND MEMBER OF INVESTMENT COMMITTEE OF BANK OF PONTIAC. DOES NOT MAKE ANY INVESTMENTS DECISIONS, OR PLACE TRADES AND WILL ABSTAIN FROM VOTING IN INVESTMENT COMMITTEE. 2. INDIAN CREEK GOLF AND COUNTRY CLUB, GIFT COMMITTEE MEMBER, PROMOTE GIFTS, MEMORIALS AND BEQUESTS FROM MEMBERS AND THE COMMUNITY TO BENEFIT CLUB 3. CLUB MEMBER OF ROTARY CLUB OF FAIRBURY. SERVICE CLUB, 1 HOUR PER WEEK, NO COMPENSATIONS. SOME CLUB MEMBERS AT CLUB MAY ALSO BE CLIENTS, BUT INTERACTION IS STRICTLY CLUB RELATED. 4. President of Foundation and member of investment committee for Prairie Lands Foundation. Preside and schedule monthly board meetings and an annual governing board meeting. Attend investment committee meetings twice a year to review portfolio. Investment committee provides instructions to Cetera Investment Services representative to make recommendations, provides information on the investments, but abstains from voting.
CRS (Client Relationship Summary) - RIA
Click below to view David Wayne Hammer MR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 100 E Locust Street, Fairbury, IL 61739RIA
CRD#: 105644
FAIRBURY, IL
Current
May 20, 2005 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 100 E. Locust Street, Fairbury, IL 61739BD
CRD#: 15340
Fairbury, IL
Past
July 12, 2005 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
FAIRBURY, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/28/2008)
RR
Georgia(6/14/2024)
RR
Illinois(6/29/2005)
IAR
Illinois(1/21/2014)
RR
Ohio(10/24/2005)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
