SL
Shane M. Levey
BANKERS LIFE ADVISORY SERVICES
KING OF PRUSSIA, PA 19406
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CRD#: 4957431
SL
Professional summary
Shane Michael Levey, who also goes by Shane Levey, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in King Of Prussia, Pennsylvania and BANKERS LIFE SECURITIES, INC. located in King Of Prussia, Pennsylvania.
Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Shane has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shane Levey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE; INVESTMENT RELATED; 5 CHRISTY DRIVE, SUITE 308, CHADDS FORD, PA 19317; INSURANCE; UNIT FIELD MANAGER / INSURANCE AGENT; START DATE 11/2003; 240 HOURS PER MONTH WITH 160 OF THOSE HOURS PER MONTH BEING DURING TRADING HOURS; INSURANCE PRODUCT SALES INCLUDING BUT NOT LIMITED TO LIFE, ANNUITY, EQUITY INDEX ANNUITY; TRAINING NEW INSURANCE AGENTS. BANKERS LIFE POSITION: USV - Insurance agent NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 11/03/2003 ADDRESS: 1150 1st Ave, Suite 1020, King of Prussia PA 19406, United States DESCRIPTION: Insurance sales SHANE LEVEY POSITION: owner NATURE: rental property INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 701 Westtown Circle, West Chester PA 19382, United States DESCRIPTION: rental property @ 701 Westtown Circle West Chester, PA 19382
CRS (Client Relationship Summary) - RIA
Click below to view Shane Michael Levey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2020 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 1150 1st Avenue Ste 1020, King Of Prussia, PA 19406RIA
CRD#: 281285
KING OF PRUSSIA, PA
Current
January 15, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 1150 1st Avenue, Ste 1020, King Of Prussia, PA 19406BD
CRD#: 173962
King Of Prussia, PA
Past
July 11, 2014 - February 5, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
KING OF PRUSSIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(1/23/2017)
RR
Maryland(11/6/2017)
RR
New Jersey(1/15/2016)
RR
Pennsylvania(1/15/2016)
IAR
Pennsylvania(9/9/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
