Ozgu Nmn Tokgoz
Professional Summary
Ozgu Nmn Tokgoz, who also goes by Ozgu Tokgoz, is a registered financial advisor currently at SINE QUA NON CAPITAL LLC located in Delray Beach, Florida and BLUE QUARTZ INVESTMENTS located in Tacoma, Washington. Ozgu is registered as a RR (Registered Representative) and started their career in finance in 2005. Ozgu has worked at 3 firms and has passed the Series 63, Series 65, Series 99TO, Series 82TO, Series 79TO, Series 7TO, SIE, Series 14...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ozgu Tokgoz
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Years of Experience
21 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Current Firm
BLUE QUARTZ INVESTMENTS | BLUE QUARTZ INVESTMENTS LLC
Contact Information
Main Address
6424 Dash Point Blvd Ne, Tacoma, WA 98422Mailing Address
6424 Dash Point Blvd Ne, Tacoma, WA 98422Phone Number
(214) 995-1030Established
Delaware since 02/06/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
State Registrations and Notice Filings
(8/8/2025)
(1/14/2025)
(2/23/2026)
(12/22/2025)
(6/24/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Nov 2024About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Feb 2024About the Series 79TO examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Ozgu Nmn Tokgoz's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
