Tristan E. Ludwig
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
WALNUT CREEK, CA
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CRD#: 4954241
Professional summary
Tristan Edward Ludwig, CFP®, who also goes by Tristan Edward Ludwig, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Walnut Creek, California and FIDELITY BROKERAGE SERVICES LLC located in San Francisco, California.
Tristan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Tristan has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I provide each of my clients the opportunity to develop a highly personalized comprehensive financial plan to address their most important life and family goals. I deliver regular reviews with my clients to ensure they are aware of the most current risks and opportunities that our ever changing economic landscape presents.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Tristan Edward Ludwig
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Tristan Edward Ludwig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Education
University of Arizona
Bachelor of Economics - Business Administration
2004
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 8 Montgomery St, San Francisco, CA 94104-4625RIA
CRD#: 104555
WALNUT CREEK, CA
Current
September 16, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 8 Montgomery Street, San Francisco, CA 94104BD
CRD#: 7784
San Francisco, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SAN FRANCISCO, CA
Past
September 21, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SAN FRANCISCO, CA
Past
October 23, 2012 - September 10, 2015
HARRISDIRECT LLC
RIA
CRD#: 42159
SAN FRANCISCO, CA
Past
October 23, 2012 - September 10, 2015
E*TRADE SECURITIES LLC
BD
CRD#: 29106
SAN FRANCISCO, CA
Past
July 23, 2012 - November 20, 2012
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
PLEASANTON, CA
Past
July 23, 2012 - November 20, 2012
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
PLEASANTON, CA
Past
September 9, 2009 - December 1, 2011
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
UNION CITY, CA
Past
September 8, 2009 - December 1, 2011
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
UNION CITY, CA
Past
February 23, 2009 - September 2, 2009
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
WALNUT CREEK, CA
Past
July 27, 2007 - September 2, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WALNUT CREEK, CA
Past
October 28, 2005 - June 12, 2007
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SAN FRANCISCO, CA
Past
July 6, 2005 - June 12, 2007
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/12/2019)
RR
Arkansas(5/31/2019)
RR
California(9/16/2015)
IAR
California(3/31/2025)
RR
Colorado(8/11/2017)
RR
Connecticut(6/4/2021)
RR
Delaware(8/13/2021)
RR
District of Columbia(7/8/2022)
RR
Florida(8/11/2017)
RR
Georgia(6/26/2024)
RR
Hawaii(9/23/2016)
RR
Idaho(11/12/2019)
RR
Illinois(5/19/2023)
RR
Indiana(4/10/2021)
RR
Kentucky(3/25/2023)
RR
Maryland(8/11/2017)
RR
Massachusetts(11/12/2019)
RR
Michigan(8/11/2017)
RR
Minnesota(9/9/2022)
RR
Missouri(4/23/2020)
RR
Nevada(11/4/2016)
RR
New Hampshire(11/12/2019)
RR
New Jersey(8/11/2017)
RR
New York(11/4/2016)
RR
North Carolina(4/23/2020)
RR
Oregon(8/11/2017)
RR
Pennsylvania(11/12/2019)
RR
Puerto Rico(10/4/2024)
RR
Rhode Island(11/20/2024)
RR
South Carolina(11/12/2019)
RR
Texas(11/4/2016)
IAR
Texas(3/31/2025)
RR
Utah(11/12/2019)
RR
Virginia(11/12/2019)
RR
Washington(5/9/2016)
RR
Wisconsin(3/2/2024)
RR
Wyoming(10/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Walnut Creek, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
