Brendan P. O Connor
Professional summary
Brendan P O Connor, who also goes by Brendan P O'connor, Brendan Patrick Oconnor, is a registered financial professional currently at BENCHMARK SECURITIES LLC located in Winter Park, Florida.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 2005. Brendan has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan P O Connor's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2012 - Present
BENCHMARK SECURITIES LLC
Office #1: 250 S. Park Avenue Suite 380, Winter Park, FL 32789February 19, 2010 - November 19, 2012
GARDNYR MICHAEL CAPITAL, INC.
June 1, 2009 - February 9, 2010
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 30, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2017)
(11/15/2012)
(4/18/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BENCHMARK SECURITIES LLC
CRD#: 159940 / SEC#: , 8-69024
Contact information
FINRA licenses (17 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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