Brendan P O Connor
Professional Summary
Brendan P O Connor, who also goes by Brendan P O'connor, Brendan Patrick Oconnor, is a registered financial advisor currently at BENCHMARK SECURITIES LLC located in Winter Park, Florida. Brendan is registered as a RR (Registered Representative) and started their career in finance in 2005. Brendan has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brendan P O'connor, Brendan Patrick Oconnor
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
BENCHMARK SECURITIES LLC | BENCHMARK SECURITIES, LLC
Contact Information
Main Address
250 S. Park Avenue Suite 380, Winter Park, FL 32789Mailing Address
250 S. Park Avenue Suite 380, Winter Park, FL 32789Phone Number
(407) 960-2700Established
Florida since 11/03/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (17 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/14/2017)
(11/15/2012)
(4/18/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brendan P O Connor's CRS (Customer Relationship Summary).
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