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RM

Raymond James Madden

BENCHMARK SECURITIES
WINTER PARK, FL
·CRD# 2283328·33 years experience

Professional Summary

Raymond James Madden, who also goes by Raymond Madden, is a registered financial advisor currently at BENCHMARK SECURITIES LLC located in Winter Park, Florida. Raymond is registered as a RR (Registered Representative) and started their career in finance in 1993. Raymond has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Raymond Madden

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

BENCHMARK SECURITIES LLC·CRD# 159940
BD
250 S. Park Avenue Suite 380, Winter Park, FL 32789
August 27, 2012 - Present
GARDNYR MICHAEL CAPITAL, INC.·CRD# 30520
BD
Winter Park, FL
March 22, 2011 - October 19, 2012
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Orlando, FL
October 1, 2008 - March 28, 2011
UBS SECURITIES LLC·CRD# 7654
BD
Orlando, FL
January 16, 2006 - October 21, 2008
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Orlando, FL
July 2, 1997 - January 26, 2006
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
June 30, 1997 - January 16, 2006
A. F. BEST SECURITIES, INC.·CRD# 14335
BD
Coral Springs, FL
February 19, 1993 - May 29, 1997

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Current Firm

BS
BENCHMARK SECURITIES LLC

BENCHMARK SECURITIES LLC | BENCHMARK SECURITIES, LLC

CRD#: 159940 / SEC#: 8-69024
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

250 S. Park Avenue Suite 380, Winter Park, FL 32789

Mailing Address

250 S. Park Avenue Suite 380, Winter Park, FL 32789

Phone Number

(407) 960-2700

Established

Florida since 11/03/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (17 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BMKS HOLDINGS, LLCMEMBER—
MADDEN, RAYMOND JAMESCEO, CCO, ER2283328
SEMEL, SCOTT VINCENTHEAD OF SALES & TRADING4823191
YARBROUGH, DANIEL STEPHENCFO, FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER6115754

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/24/2012)
RR
California
(1/21/2014)
RR
Connecticut
(10/8/2013)
RR
Florida
(9/26/2012)
RR
Georgia
(9/26/2012)
RR
Illinois
(1/29/2014)
RR
Maryland
(10/2/2012)
RR
Massachusetts
(9/28/2012)
RR
New Jersey
(1/5/2016)
RR
New York
(8/29/2012)
RR
North Carolina
(12/8/2017)
RR
Ohio
(10/16/2014)
RR
Puerto Rico
(10/16/2012)
RR
South Carolina
(10/2/2012)
RR
Texas
(1/21/2014)
RR
Virginia
(10/4/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1993About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1993About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Sep 2013About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 1995About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Raymond James Madden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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