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Cynthia Horn Kennedy

Cynthia H. Kennedy

STRATEGIC ADVISERS LLC | Financial Consultant
BAY VILLAGE, OH
Some features on this profile are disabled
CRD#: 4942728
Cynthia Horn Kennedy

Professional summary

Cynthia Horn Kennedy, who also goes by Cindy K Horn, Cynthia K Horn, Cynthia Kay Horn, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bay Village, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Ohio.

Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Cynthia has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

As a compassionate listener and a person of high integrity, I joined Fidelity because our values align. With over 20 years in the financial services industry, my broad background allows me to help clients in all stages of life build a strong financial plan to address current needs with flexibility for future changes.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cindy K Horn | Cynthia K Horn | Cynthia Kay Horn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Horn Kennedy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Baldwin-Wallace College

Bachelor of Arts (BA) - Speech Communications

1997

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 1800 Crocker Road, Westlake, OH 44145
RIA
CRD#: 104555
BAY VILLAGE, OH
Current

July 26, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 1800 Crocker Road, Westlake, OH 44145
BD
CRD#: 7784
Westlake, OH
Past

September 17, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WOODMERE VILLAGE, OH
Past

March 1, 2019 - October 8, 2019

T. ROWE PRICE ASSOCIATES, INC.

RIA
CRD#: 105496
Bay Village, OH
Past

October 12, 2018 - March 6, 2019

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA
CRD#: 108958
Bay Village, OH
Past

January 30, 2018 - October 8, 2019

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
BALTIMORE, MD
Past

May 9, 2014 - January 8, 2018

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
CLEVELAND, OH
Past

March 21, 2014 - January 8, 2018

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
CLEVELAND, OH
Past

March 21, 2014 - January 8, 2018

PRINCIPAL FUNDS DISTRIBUTOR, INC.

BD
CRD#: 43261
DES MOINES, IA
Past

July 17, 2013 - January 2, 2014

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
RICHFIELD, OH
Past

July 16, 2013 - January 2, 2014

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
RICHFIELD, OH
Past

January 3, 2006 - June 12, 2013

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
CLEVELAND, OH
Past

April 26, 2005 - June 12, 2013

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/26/2021)
RR
California
(10/26/2021)
RR
Colorado
(10/26/2021)
RR
Florida
(7/26/2021)
RR
Georgia
(5/30/2025)
RR
Hawaii
(1/14/2022)
RR
Illinois
(7/26/2021)
RR
Indiana
(7/26/2021)
RR
Michigan
(7/26/2021)
RR
New York
(7/26/2021)
RR
North Carolina
(7/26/2021)
RR
North Dakota
(8/12/2025)
RR
Ohio
(7/27/2021)
IAR
Ohio
(3/31/2025)
RR
Oregon
(8/12/2025)
RR
Pennsylvania
(7/26/2021)
RR
South Carolina
(7/26/2021)
RR
South Dakota
(8/12/2025)
RR
Tennessee
(10/26/2021)
RR
Texas
(7/26/2021)
IAR
Texas
(3/31/2025)
RR
Utah
(3/8/2023)
RR
Washington
(8/12/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/27/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/25/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Bay Village, OH

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Contact information

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