Anurag Agarwal
Professional summary
Anurag Agarwal is a registered financial professional currently at TJM INVESTMENTS, LLC located in New York, New York.
Anurag is registered as a RR (Registered Representative) and started their career in finance in 2010. Anurag has worked at 3 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anurag Agarwal's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2016 - Present
TJM INVESTMENTS, LLC
Office #1: 192 Lexington Avenue Suite 1203, New York, NY 10016April 22, 2015 - February 8, 2016
JEFFERIES LLC
March 23, 2010 - June 10, 2013
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
Disclosures
| Regulatory Event | 12 |
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