BB
Bud I. Boom
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Tyrone, PA 16686
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CRD#: 4936267
BB
Professional summary
Bud Ivan Boom is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Tyrone, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Tyrone, Pennsylvania.
Bud is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Bud has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MILES FINANCIAL SERVICES INC, 5523 PLEASANT VALLEY BLVD, STE 2, PO BOX 134,, TYRONE, PA, 1/01/2007 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 200 hr/mo - 132/TRADING. 2) BOOM AND BOOM PARTNERSHIP, PO BOX 173, TYRONE, PA 4/2012 AS OWNER- THIS PARTNERSHIP WAS ESTABLISHED TO HOLD JOINT REAL ESTATE PROPERTIES AND TO HANDLE ALL THEIR BUSINESS TRANSACTIONS. NOT INVESTMENT RELATED. DEVOTE 2 HR/WK- NONE DURING TRADING. 3) CAMP ANDERSON CORPORATION. 611 WEST 15TH STREET, TYRONE, PA. STARTED 1/2005 AS TRUSTEE. THIS NON-PROFIT EXISTS TO PROVIDE ASSISTANCE TO BOY SCOUTS IN A 3 COUNTY AREA ALSO COVERED BY THE TYRONE AREA SCHOOL DISTRICT. SPENDS 2-4/YR, NONE DURING TRADING. NON-PROFIT. 4) NORTHERN BLAIR COUNTY REGIONAL SEWER AUTHORITY, WASHINGTON AVE & 3RD ST, TYRONE, PA, 1/2018, Vice Chairman of the Board. Board Member/Officer/Director/Committee Member/Board Trustee, NIR - 2/MO - 0/TRADING 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 5/WK - 5/TRADING. 10/01/06. 6) CENTRAL PA LANDOWNERS ASSOCIATION, C/O BILL KITT, 625 HAWTHORNE DRIVE, HOLLIDAYSBURG, PA, 02/2019. TRUSTEE, ASSIST IN SCHEDULING YEARLY PROGRAMMING. NIR-1/MO-0/TRADING. 7) BUD BOOM RENTALS, PO BOX 173, TYRONE, PA, APARTMENT RENTAL OWNER, 10/01/05, NIR, 6 HR/WK- 0/TRADING HR. 8) WRGRACE, 2858 BACK VAIL RD TYRONE PA 16686, 05/2022, BOARD MEMBER, CHEMICAL MATERIALS CORPORATION, NIR, 1 HR/MONTH 0 HR/MONTH TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Bud Ivan Boom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 5523 E Pleasant Valley Blvd. Ste. 2, Tyrone, PA 16686RIA
CRD#: 134139
Tyrone, PA
Current
October 2, 2006 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 5523 E Pleasant Valley Blvd. Ste. 2, Tyrone, PA 16686BD
CRD#: 39543
Tyrone, PA
Past
November 30, 2005 - September 13, 2006
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
BEAVER, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(4/11/2016)
RR
Pennsylvania(10/2/2006)
IAR
Pennsylvania(7/22/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
