Rory D. Dineen
Professional summary
Rory Daniel Dineen, who also goes by Rory Daniel Dineen, Rory Dineen, is a registered financial professional currently at INTREPID INVESTMENT BANKERS LLC located in Charlotte, North Carolina.
Rory is registered as a RR (Registered Representative) and started their career in finance in 2013. Rory has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rory Daniel Dineen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2025 - Present
INTREPID INVESTMENT BANKERS LLC
Office #1: 201 South Tryon St. Suite 925, Charlotte, NC 28202September 15, 2021 - July 7, 2025
FIFTH THIRD SECURITIES, INC.
August 23, 2013 - August 13, 2021
DELOITTE CORPORATE FINANCE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2025)
(7/1/2025)
Exams
FINRA
Current Firm
INTREPID INVESTMENT BANKERS LLC
CRD#: 154801 / SEC#: , 8-68674
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUFG AMERICAS HOLDINGS CORPORATION | DIRECT OWNER | |
| BAGDASARIAN, EDUARD | CEO | 1307175 |
| FREEDMAN, JAMES BARRY | MANAGING DIRECTOR, CHAIRMAN | 1616904 |
| MILKMAN, PAUL DAVID | CHIEF INFORMATION SECURITY OFFICER | 1564708 |
| MORIN, STACEY LYNN | CHIEF FINANCIAL OFFICER | 5649422 |
| ROSENBERG, W MICHAEL | SENIOR MANAGING DIRECTOR | 1617639 |
| SCANDURA, STEPHEN THOMAS | CHIEF COMPLIANCE OFFICER | 4539229 |
Red Flags
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