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Brennan Allen Hughes

CRD# 4934194·Registered 2011 - 2026
Previously Registered: Being a previously registered professional could mean that Brennan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brennan Allen Hughes, who also goes by Brennan A Hughes, was a registered financial advisor. Brennan was a previously registered financial professional and started their career in finance 2011 - 2026. Brennan had worked at 3 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brennan A Hughes

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

ARTISAN PARTNERS DISTRIBUTORS LLC·CRD# 45446
BD
Milwaukee, WI
April 30, 2024 - March 11, 2026
VLS SECURITIES LLC·CRD# 151145
BD
Darien, CT
January 9, 2015 - December 31, 2015
JANUS HENDERSON DISTRIBUTORS US LLC·CRD# 28832
BD
Denver, CO
September 13, 2011 - April 16, 2024

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Current Firm

AP
ARTISAN PARTNERS DISTRIBUTORS LLC

ARTISAN DISTRIBUTORS LLC | ARTISAN PARTNERS DISTRIBUTORS LLC

CRD#: 45446 / SEC#: 8-51043
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202

Mailing Address

875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202

Phone Number

(414) 390-6100

Established

Wisconsin since 12/12/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARTISAN PARTNERS HOLDINGS LPSOLE MEMBER OF LLC—
DEMSKI, JILL MARIECHIEF COMPLIANCE OFFICER4313464
HAMMAN, JAMES STEPHEN JRVICE PRESIDENT & SECRETARY2767492
KREIN, CHRISTOPHER JONVICE PRESIDENT4534130
RAMIREZ, GREGORY KENNETHCHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER3094595
VON HOFF, RYAN GEORGEVICE PRESIDENT, TREASURER AND CHIEF FINANCIAL OFFICER7169306

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2011About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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